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Showing 1571 to 1580 of 2645 search results for vulnerable customers.

1571. Alexander David Securities Limited enters liquidation

      News stories Published: 04/07/2022 Last modified: 14/10/2022
      On 1 July 2022 Alexander David Securities Limited (ADSL) entered creditors’ voluntary liquidation and Shane Cooks, Emma Sayers and Malcolm Cohen of BDO LLP were appointed as joint liquidators.

1572. FCA Authorisations operating service metrics 2023/24 Q1

      Data Published: 08/08/2023 Last modified: 15/03/2024
      The FCA reports on its authorisations metrics quarterly, to provide greater transparency of its performance. This data covers April to June 2023.

1573. Coronavirus and customers in financial difficulty: additional guidance for insurance and premium finance firms [pdf]

      Guidance consultations Published: 16/10/2020 Last modified: 16/10/2020
      This guidance (the October guidance) applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of customers of insurance and premium finance involving regulated credit

1574. The use of the interbank rate in online currency converter tools

      Statements Published: 19/07/2017 Last modified: 19/07/2017
      Furthermore, consumers may not become fully aware of the inferior rate they are likely to achieve until an advanced stage in the customer journey, commonly after a customer registration process has ... available to customers) in an online currency

1575. FCA enable firms to provide mortgage breathing space

      Press Releases Published: 30/06/2023 Last modified: 30/06/2023
      The FCA has moved quickly to make changes to its rulebook to support key commitments made by lenders at last week’s mortgage summit held by the Chancellor.

1576. Income drawdown by 55-year-olds information – October 2021

      FOI Release Date of Release: 15/10/2021
      FCA provides income drawdown by 55-year-olds information

1577. TR13/8 - The governance of unit-linked funds

      Thematic reviews Published: 10/10/2013 Last modified: 10/10/2013
      We found no material issues evident throughout our sample of firms that could have posed a serious threat to customers’ investments. ... We did, however, find some specific problems in individual firms, which – if left unchecked – could have led to

1578. LAMP Insurance Company Limited (LAMP) has applied for liquidation

      Statements Published: 28/05/2019 Last modified: 28/05/2019
      LAMP is an insurance firm authorised and regulated by the Gibraltar Financial Services Commission (GFSC). It operates in the UK on a freedom of services basis which means that some customers, based in the UK, may have a policy with the firm.

1579. FCA responds to complaints into its regulation of Premier FX

      Statements Published: 19/08/2022 Last modified: 19/08/2022
      Response to complaints from people who complained to the FCA after losing money when Premier FX (PFX), a payment services firm, authorised for money remittance, collapsed in 2018.

1580. Cryptoasset AML / CTF regime: feedback on good and poor quality applications

      Tasks for firms Published: 22/03/2023 Last modified: 03/07/2024
      Feedback on good and poor quality applications made to the FCA under money laundering regulations.