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Showing 1711 to 1720 of 2645 search results for vulnerable customers.

  1. Review of property funds and liquidity risks

    Multi-firm reviews Published: 20/07/2017 Last modified: 20/07/2017
    Findings from our suspended property fund review.

  2. Phillip Boakes Sentenced for Failing to Pay Confiscation Order

    Press Releases Published: 15/03/2016 Last modified: 15/03/2016
    He ran his scam through his company Currency Trader Ltd, which claimed to carry out foreign exchange spread betting for its customers.

  3. Brexit and financial services: where have we got to?

    Speeches Published: 25/10/2018 Last modified: 26/10/2018
    Speech by Andrew Bailey, Chief Executive of the FCA, delivered at the City Banquet, Mansion House, London.

  4. Fair treatment of long-standing customers in the life insurance sector: FG16/8

    Finalised guidance Published: 09/12/2016 Last modified: 19/01/2021
    In this Finalised Guidance we set out our expectations on the actions life insurance firms should take to treat their closed-book customers fairly.

  5. FCA publishes third MiFID II consultation paper

    Press Releases Published: 29/09/2016 Last modified: 29/09/2016
    The Financial Conduct Authority (FCA) has today (29 September 2016) published its third consultation paper on the implementation of the revised Markets in Financial Instruments Directive (MiFID II).

  6. FCA takes action against debt packager firms

    Press Releases Published: 20/07/2021 Last modified: 20/07/2021
    5 firms have stopped providing regulated debt advice until further notice and the FCA has used formal powers to stop another firm from providing regulated advice

  7. Building societies: Facing the challenges and opportunities head on

    Speeches Published: 19/05/2016 Last modified: 19/05/2016
    Speech by Jonathan Davidson, Director of Supervision – retail and authorisations at the FCA, delivered at the Building Societies Association Annual Conference on 19 May 2016, in Gateshead.

  8. Pension lifestyle investment strategies – our findings

    Multi-firm reviews Published: 14/06/2017 Last modified: 14/06/2017
    Findings from our review of life insurance companies’ pension lifestyle investment strategies.

  9. New analysis offers mixed picture on high frequency trading in the UK

    Insight Published: 11/04/2016 Last modified: 17/02/2017
    The concern has been over whether this signalling of direction makes the position of other investors vulnerable to both the speed, as well as the technological superiority, enjoyed by HFTs. ... A latitude that makes them less predictable and, according

  10. Research into experiences of customers who are victims of unauthorised transactions in pursuing their claims with payment providers [pdf]

    External research Published: 28/07/2015 Last modified: 28/07/2015
    Technical Report from Strictly Financial
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