Search results
Showing 1721 to 1730 of 2645 search results for vulnerable customers.
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'Finfluencers’ charged for promoting unauthorised trading scheme
We have charged nine individuals in relation to an unauthorised foreign exchange trading scheme promoted on social media. -
Tribunal upholds FCA fine on firm for misselling complex investments
a GTEP plan were suitable, having regard to what it knew about those customers. ... It found that, for all but one of the customer witnesses, Westwood had not provided information in a clear and fair way. -
Hastings & Rother Credit Union enters administration
Hastings & Rother Credit Union Limited was placed into administration on 8 August 2023. -
FCA announces proposals to improve outcomes for non-workplace pension customers
We propose that firms offer a new 'default' investment option to help non-workplace pension customers save for their retirement -
FCA announces plan to deliver significant redress to Woodford investors
Following an investigation by the FCA, Link Fund Solutions has agreed to provide, with a material contribution from its ultimate parent, Link Administration Holdings (Link Group), a significant redress payment to investors in the LF Woodford Equity -
Blankstone Sington Limited (BSL) enters special administration
On 13/10/23, Blankstone Sington Limited entered special administration following a Court Order under the Investment Bank Special Administration Regulations 2011. Andrew Poxon, Alex Cadwallader and Hilary Pascoe of Leonard Curtis were appointed joint -
Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA
Debt management firm Harrington Brooks to pay redress to 4,500 customers, says FCA. ... Customers do not need to do anything, and should wait to be contacted by Harrington Brooks. -
A more effective approach to combatting financial crime
Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at the BBA Financial Crime and Sanctions Conference. -
AXA IM Asia (Clone) (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
Banque Privee Edmond de Rothschild (Clone of FSA EEA Authorised firm)
We believe this firm may be providing financial services or products in the UK without our authorisation. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself.