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Katherine of Alexandria Ltd – options for investors
If you are concerned about your investments in the film, you can report your concerns to us via the Customer Contact Centre. -
FCA confirms approach for financial promotions in social media
Financial promotions, whether on social media or traditional media, must give customers the right information and meet our requirements to be fair, clear and not misleading. ... The Finalised Guidance: FG15/4 - Social media and customer communications: -
Firms making good progress in handling unauthorised transactions
The regulator also noted that firms were proactively providing information to customers on how to avoid becoming a victim of fraud. ... Failure to act on customer’s instructions. • Theft of a debit or credit card. -
Finalised Guidance: Consumer credit and Coronavirus: Tailored Support Guidance [pdf]
This guidance is an updated version of the FCA’s guidance “Consumer Credit and Coronavirus: Additional Guidance for Firms”. This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its -
Pension providers making good progress on reducing fees and charges
Pension providers have made significant progress towards meeting the recommendations of the Independent Project Board (IPB), to reduce cost and charges, according to a new report published today by the Financial Conduct Authority (FCA) and the -
Mortgages and coronavirus: Additional guidance for firms
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of mortgage customers. -
15 month suspended sentence for director of debt management firm
customers aware they were paying into this service or had access to the service. ... Find out more about how we are helping customers with debt management plans. -
FCA takes first enforcement action against firm enabling cryptoasset trading
CB Payments Limited (CBPL) has been fined £3,503,546 by the FCA for repeatedly breaching a requirement that prevented the firm from offering services to high-risk customers. -
Convicted illegal money lender imprisoned for failing to pay confiscation order
Illegal money lender, Dharam Prakash Gopee (70), has been sentenced to almost 8 years in prison for failing to pay a confiscation order. -
TR13/10 - Outsourcing in the asset management industry
We have published the findings from our review that assessed whether asset managers are effectively mitigating the risks relating to outsourcing.