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Showing 1911 to 1920 of 2648 search results for vulnerable customers.

1911. FS15/1: Discussion on the use of dealing commission

      Feedback statements Published: 19/02/2015 Last modified: 23/11/2021
      This paper reports on the main issues arising from Discussion Paper DP14/3: Discussion on the use of dealing commission regime, and sets out next steps.

1912. FCA and Industry Working Group on interest-only mortgages: terms of reference

      Mortgages Published: 21/02/2024 Last modified: 21/02/2024
      We are forming a working group to support and inform our review of existing interest-only guidance as well helping our understanding on how interest-only borrowers are currently treated.

1913. FCA bans and fines financial adviser £68,300 for lacking honesty and integrity

      Press Releases Published: 15/04/2021 Last modified: 15/04/2021
      The FCA has banned Simon Varley from working in financial services and fined him £68,300 for knowingly performing a controlled function without approval.

1914. FCA launches review of treatment of Politically Exposed Persons

      Press Releases Published: 05/09/2023 Last modified: 05/09/2023
      The FCA has today set out issues it will consider as part of a review of the treatment of domestic Politically Exposed Persons (PEPs) by financial services firms.

1915. An update on our approach to authorisation and our Brexit preparations

      Speeches Published: 30/10/2018 Last modified: 30/10/2018
      Speech by Sarah Rapson, Director, Authorisations at the Association of Professional Compliance Consultants (APCC) Autumn Conference.

1916. FCA fines three money transfer firms for breaking competition law

      Press Releases Published: 30/11/2023 Last modified: 30/11/2023
      The FCA has today imposed fines on three money transfer firms after they admitted to fixing prices charged to consumers in Glasgow. 

1917. FCA to ban promotion of speculative mini-bonds to retail consumers

      Press Releases Published: 26/11/2019 Last modified: 23/10/2023
      The FCA has announced it will ban the mass marketing of speculative mini-bonds to retail customers.

1918. SK8 Financial Services Limited (SK8) and Geoffrey Fincher

      News stories Published: 10/12/2013 Last modified: 16/10/2014
      Customers of SK8 Financial Services Limited (SK8) should be aware that from 10 December 2013, SK8 is no longer permitted by the FCA to provide any regulated financial services in the UK.

1919. FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services

      Press Releases Published: 07/04/2014 Last modified: 07/04/2014
      FCA review shows too many advisory firms are not yet clear enough with their customers on their charges and services. ... whether advisors are clear with their customers on costs and services provided.

1920. Navigating the UK's Digital Regulation Landscape: Where are we headed?

      Speeches Published: 22/04/2024 Last modified: 23/04/2024
      Speech by Nikhil Rathi, FCA Chief Executive delivered at the Digital Regulation Cooperation Forum (DRCF)