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Showing 1921 to 1930 of 2648 search results for vulnerable customers.

1921. FCA calls on firms to improve treatment of politically exposed persons (PEPs)

      Press Releases Published: 18/07/2024 Last modified: 18/07/2024
      The FCA has told financial firms – including banks, payment firms and lenders – to do more to ensure Parliamentarians, senior public servants and their families are not treated unfairly.

1922. News for investors about Rockingham’s liquidation

      News stories Published: 19/03/2012 Last modified: 02/10/2013
      On 16 March 2012, Probitas Limited announced that it has been instructed by Rockingham Independent Limited to start putting the firm into liquidation. This means that Rockingham has applied to be closed down. Here we explain what it means for

1923. The drive for data in Non-Bank Financial Intermediation (NBFI)

      Speeches Published: 16/05/2023 Last modified: 16/05/2023
      Speech by Ashley Alder, FCA Chair, delivered at the Managed Funds Associations’ Global Summit

1924. Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors)

      News stories Published: 18/03/2016 Last modified: 26/04/2019
      Information for customers of RMR Financial Services Ltd (trading as Compass Debt Counsellors). ... Customers who need advice on outstanding debts can contact the Money Advice Service.

1925. FCA supports firms through the transition to implementing the Consumer Duty

      Press Releases Published: 03/02/2023 Last modified: 06/04/2023
      FCA sets out, in letters, the expectations of the Duty and arranges a series of in-person events for groups of small and medium-sized firms.

1926. Information on Consumer Network and roundtable events - November 2021

      FOI Release Date of Release: 12/11/2021
      The FCA responds to multiple questions on the FCA's Consumer Network.

1927. GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan

      Guidance consultations Published: 02/05/2013 Last modified: 03/10/2016
      GC13/2 Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan. ... complied with Principle 6 (Customers’ interests) in their treatment of such ‘trapped’ customers.

1928. CP16/15: Capping early exit pension charges

      Consultation papers Published: 26/05/2016 Last modified: 26/05/2017
      treatment of long-standing customers in the life insurance sector.

1929. Review of host Authorised Fund Management firms

      Multi-firm reviews Published: 30/06/2021 Last modified: 05/08/2021
      We wanted to test the viability of the host AFM business models and assess whether conflicts of interests were being effectively managed.

1930. City of Plymouth Credit Union Limited enters administration

      News stories Published: 27/04/2022 Last modified: 27/04/2022
      City of Plymouth Credit Union (CPCU) Limited was placed into administration on Wednesday 27 April 2022 and has now stopped trading.