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Showing 1951 to 1960 of 2648 search results for vulnerable customers.
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Adviser banned and fined for fabricating RDR qualification certificates
Thousands of advisers have met those standards. Mr King failed not only to achieve the qualifications required by RDR but then acted dishonestly and continued advising customers. -
Our response to the CMA’s final report on its investigation into competition in the retail banking market
We have set out the actions we will take forward in the retail banking market in response to a number of recommendations from the Competition and Markets Authority (CMA). -
Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly
Clydesdale Bank fined £8.9 million for failing to treat its mortgage customers fairly. ... The scheme, which is welcomed by the FCA, should minimise further inconvenience to customers. -
FCA bans IFA directors who provided false and misleading SIPP declarations
The FCA has banned Peter Howson and John Butterfield from performing any regulated activity because of their roles in the submission of false and misleading information about customers’ high net worth status. -
Statement on the Financial Conduct Authority’s review of Royal Bank of Scotland’s treatment of customers referred to its Global Restructuring Group
This statement provides an update on the Financial Conduct Authority’s (FCA) review of Royal Bank of Scotland’s (RBS) treatment of small and medium enterprise (SME) customers in financial difficulty. -
TR14/2 – Thematic Review of Annuities
This paper is directed at firms selling annuities and those who have existing defined contributions pension customers, their representatives and consumer representative groups. -
FCA bars Cypriot firms that used unauthorised celebrity endorsements
The FCA has taken action to stop four Cypriot investment firms from continuing to offer high risk contracts for difference (CFDs) to UK investors -
FCA warns consumers about unauthorised forex investment xchloesworld
The FCA has updated its consumer warning against an unauthorised online trader using Instagram, known as chloefxtrades / chloehenx, to include a further account xchloesworld. -
Impact assessment: Thematic Review: Provision of premium finance to retail general insurance customers (TR15/5) [pdf]
This impact assessment relates to the thematic review of provision of premium finance to retail general insurance customers (TR15/5). It has been verified by the Regulatory Policy Committee. -
Useful guides for credit firms
Watch our step-by-step guides to find out what you need to do once your firm is authorised.