Search results
Showing 1981 to 1990 of 2648 search results for vulnerable customers.
-
FCA keeps trading apps under review over gaming concerns
In an online experiment with over 9,000 consumers, the FCA found that digital engagement practices (DEPs) used by trading apps, such as push notifications and prize draws, can increase trading frequency and risk taking. -
FG18/3 - Changing customers to post-RDR unit classes (formerly known as FG14/4)
This guidance sets out our expectations of firms which are involved in the transfer of investors from pre-RDR unit classes to post-RDR unit classes, or in any other case where a cheaper but otherwise identical class of the same fund is available to -
City Credit Capital (UK) Ltd (CCCUK) enters administration
Gary Paul Shankland and Jamie Taylor of Begbies Traynor (Central) LLP and Christopher Andersen of AABRS Limited were appointed as Joint Administrators of CCCUK following an application by CCCUK’s directors. -
CP15/32: Smarter Consumer Communications: Removing certain ineffective requirements in our Handbook
The proposal to remove the requirement for firms to produce a CFPPFM will be of direct interest to insurance companies operating with-profits business, their customers, potential customers and firms providing -
Hard to value assets review: summary of findings
The FCA presents a summary of its findings from its assessment on whether firms are providing necessary information in a way that helps customers make informed decisions when accessing retirement benefits. -
We support Financial Action Taskforce work on de-risking drivers
When establishing correspondent banking relationships, banks are required to perform normal customer due diligence on the respondent bank. ... Although there will be exceptions in high risk scenarios, the FATF Recommendations do not require banks to -
Interest rates and risk-based credit limits in the UK credit card market
We studied variation in interest rates and credit limits to investigate how UK lenders base choices on customers' risk. -
The FCA publishes data on complaints and redress for the first half of 2013
Martin Wheatley the FCA’s chief executive, said:. “We expect firms to put their customers at the heart of their business – an important part of this is the way they handle ... Publishing complaints data is a powerful tool that helps encourage -
Consumer credit firms must raise advertising standards, says FCA
Credit firms need to do more to ensure their adverts and promotions do not mislead potential customers. ... Suggesting HCC providers offer loans to credit-impaired customers, whereas banks do not – this is not necessarily the case. -
Ten years after Lehman: how accountants can make finance safer
Speech by Charles Randell, Chair of the Financial Conduct Authority and Payment Systems Regulator on how accountants can make finance safer.