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Showing 2011 to 2020 of 2648 search results for vulnerable customers.
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Borrowers in financial difficulty following the coronavirus pandemic - key findings
We detail our findings from our review of firms’ treatment of borrowers in financial difficulty after the pandemic. We include areas all firms must improve on. -
Consumer investments data review April 2021 – March 2022
A summary of the FCA's work to tackle consumer harm in the investment market, between 1 April 2021 and 31 March 2022. -
FCA bans Phillip Harold Boakes and sentence of 10 years upheld
In dismissing his appeal, Lord Justice Jackson, sitting with Mr Justice Coulson and the Recorder of Leeds, stated that Mr Boakes had embarked on a “giant Ponzi scheme” involving very vulnerable -
TR14/12 - Enhanced transfer value pension transfers
Senior management of authorised financial advisory firms should satisfy themselves that their firms’ practices in relation to pension transfer advice deliver fair customer outcomes. -
FCA establishes Temporary Registration Regime for cryptoasset businesses
The FCA is establishing a Temporary Registration Regime for cryptoasset businesses applied to be registered with the FCA to continue trading. -
CP21/30: Debt packagers: proposals for new rules
We seek views on proposed new rules to ban debt packagers from receiving referral fees from debt solution providers. -
FCA becomes AML and CTF supervisor of UK cryptoasset activities
FCA becomes AML and CTF supervisor of UK cryptoasset activities -
Regulatory co-operation between the UK and US: now and in the future
Panel appearance by Nausicaa Delfas, Executive Director of International at the BritishAmerican Business Transatlantic Finance Forum, New York City -
Economical with the truth: three ways behavioural science can help to spot a misleading advert
them to an advert which prominently featured this word.Similarly, customers who were exposed to adverts claiming that the product was ‘without Recitin’ rated body lotions which did not contain the -
The FCA sees improvements in suitability at wealth managers, but concerns remain
Getting suitability right is fundamental to providing a portfolio management service that meets customers’ needs.”. ... MiFID II will be coming into force in the UK and some of its provisions will apply to firms providing portfolio management