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Showing 2021 to 2030 of 2648 search results for vulnerable customers.

  1. PS21/1: Breathing Space Regulations: changes to our Handbook

    Policy statements Published: 26/02/2021 Last modified: 26/02/2021
    We’re consulting on some minor changes to our Handbook resulting from regulations on problem debt that are expected to come into force in England and Wales in May 2021.

  2. Alternative investment fund manager (AIFM) hosting

    Firms Published: 25/03/2024 Last modified: 25/03/2024
    Information for AIFMs using the host model to manage alternative investment funds (AIFs), known as AIFM hosting.

  3. Updating and improving the UK regime for asset management: our priorities

    Speeches Published: 12/10/2023 Last modified: 12/10/2023
    Speech by Ashley Alder, Chair, delivered at the Investment Association’s Annual Dinner.

  4. Glider Trade Capital Limited (clone of FCA authorised firm)

    Warnings Published: 07/12/2020 Last modified: 07/12/2020
    Glider Trade Capital Limited (clone of FCA authorised firm) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm

  5. FCA statement on supervisory work on the fair treatment of long standing customers in life insurance

    Statements Published: 28/03/2014 Last modified: 28/03/2014
    FCA statement on supervisory work on the fair treatment of long standing customers in life insurance. ... The FCA Board acknowledges the concerns of the market regarding today’s press coverage of the FCA’s proposed supervisory work on the fair

  6. FCA regulation boosts consumer protection in the funeral plans market

    Press Releases Published: 29/07/2022 Last modified: 29/07/2022
    The FCA is authorising 26 providers. These firms hold approximately 1.6 million plans, which make up 87% of the market.

  7. TR13/4 - Automatic renewal of fixed-term bonds

    Thematic reviews Published: 15/07/2013 Last modified: 15/07/2013
    This report publishes our work to date on the automatic renewal of fixed-term bonds. We asked 30 firms that offer fixed-term bonds for details about their contracts and their practices regarding automatic renewal: this report outlines our concerns

  8. FCA warns that younger investors are taking on big financial risks

    Press Releases Published: 23/03/2021 Last modified: 23/03/2021
    The Financial Conduct Authority (FCA) has published research findings into better understanding investors who engage in high-risk investments like cryptocurrencies and foreign exchange.

  9. Regulating the pensions and retirement income sector: an FCA perspective

    Speeches Published: 03/10/2019 Last modified: 03/10/2019
    Speech by Deb Jones, Director of Supervision, Life Insurance and Financial Advice, delivered at the FCA/TPR: Our Joint Regulatory Strategy - one year on event.

  10. RMA-H COBS data: help text

    Registers and systems Published: 12/05/2016 Last modified: 13/05/2021
    RMA-H COBS data: help text
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