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Showing 2031 to 2040 of 2648 search results for vulnerable customers.
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Accepting pension transfer referrals from overseas advisers: UK authorised firms’ responsibilities
The FCA highlights the increased risks to consumers when overseas firms refer defined benefit scheme members to UK firms for pension transfer advice. -
Tribunal directs Financial Conduct Authority to ban former insurance broker
Those approved by us to engage in financial services have to be fit and proper, and an important aspect of this is honesty – including towards the FCA, towards customers and towards -
FG13/7 - Dealing fairly with interest-only mortgage customers who risk being unable to repay their loan
In May 2013, we consulted on guidance about dealing fairly with interest-only mortgage customers who risk being unable to repay their loan. -
Credit cards (including retail revolving credit) and coronavirus: proposed update to temporary guidance for firms [pdf]
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of credit card (including retail revolving credit) customers. -
City Financial Investment Company Limited enters administration
On 21 March 2019, City Financial Investment Company Limited (City Financial), a firm authorised and regulated by the FCA, appointed Jason Baker and Geoffrey Rowley of FRP Advisory LLP (FRP) as joint administrators. We explain what this means if you -
Financial Conduct Authority provides update on regulatory sandbox
The Financial Conduct Authority (FCA) today provides an update on its regulatory sandbox and unveils the list of firms that were successful in their applications to begin testing in the second cohort of the sandbox. -
Ex-Mortgage Advisor sentenced to two years after FCA action
On Friday 12 July, at Maidstone Crown Court, following criminal action brought by the Financial Conduct Authority (FCA), Michael Joseph James Lewis was sentenced to two years in prison on two counts of making/supplying documentation for use in fraud -
Undertaking cashflow modelling to demonstrate suitability of retirement-related advice
Our work on reviewing defined benefit transfer advice and our ongoing supervisory work identified concerns about how firms prepare and use cashflow modelling. -
Finalised Guidance: Consumer credit and coronavirus: additional guidance for firms
This guidance applies in the exceptional circumstances arising from the coronavirus (Covid-19) pandemic and its impact on the financial situation of consumer credit customers -
CPP card and identity protection compensation scheme closure
The card and identity protection policies were often sold when customers called a bank or credit card issuer to register or activate a debit or credit card. ... The firms that participated in the scheme do not have to consider complaints or compensation