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Showing 2041 to 2050 of 2648 search results for vulnerable customers.
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FCA fines Santander UK £107.7 million for repeated anti-money laundering failures
The FCA has fined Santander UK Plc (Santander) £107,793,300 after it found serious and persistent gaps in its anti-money laundering (AML) controls, affecting its Business Banking customers. -
FS20/5: Coronavirus and customers in temporary financial difficulty: guidance for insurance and premium finance firms
We summarise responses to our proposals for insurance and premium finance firms on the fair treatment of customers in temporary financial difficulty. -
CP15/20: Investing in authorised funds through nominees
We are planning two separate pieces of work that are likely to affect the rationale for most of COBS 14.4: a discussion paper on improving firms’ communications with customers and ... or arrange nominee accounts for their customers. -
FCA warns insurance firms over product governance rules deadline
Insurance firms may not be ready to implement new product governance rules there to ensure insurance provides fair value, according to a review published today by the Financial Conduct Authority (FCA). -
FCA Independent Directors Publish Protocol and Updated Terms of Reference
announcement of proposed supervisory work on the fair treatment of long standing customers in life insurance. -
Ongoing work in the consumer credit sector
The FCA continues to actively supervise the consumer credit sector, to monitor compliance with the FCA's rules and better understand business models. -
Motor finance agreements and coronavirus: updated temporary guidance for firms [pdf]
This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic (Covid-19) and its impact on the financial situation of motor finance agreements customers. -
Information for customers of Beaufort Securities Limited (BSL) and Beaufort Asset Clearing Services Limited (BACSL)
Information on what you should do if you were a customer of these firms. -
FCA finds failings in the oversight of appointed representatives in the general insurance sector
The poor customer outcomes identified included customers buying products they may not need, products they may not be eligible to claim under or customers not being provided with enough information to ... considering the need for customer redress and -
TR19/4: Understanding the money laundering risks in the capital markets
We carried out this thematic review to look at the money-laundering risks and vulnerabilities in the capital markets and, where possible, to develop case studies to help inform the industry.