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Showing 2061 to 2070 of 2648 search results for vulnerable customers.

  1. Less than five weeks remaining for CPP customers to claim compensation on mis-sold card and identity protection insurance

    Press Releases Published: 25/07/2014 Last modified: 24/11/2021
    People who were mis-sold Card Protection Plan Limited (CPP) card or identity protection insurance products have less than five weeks to submit their compensation claims.
  2. Inducements and conflicts of interest thematic review: key findings

    Thematic reviews Published: 18/04/2016 Last modified: 18/04/2016
    of interest and result in firms not acting in their customers’ best interests.
  3. Coronavirus and safeguarding customers’ funds: additional guidance for payment and e-money firms

    Finalised guidance Published: 09/07/2020 Last modified: 09/07/2020
    This finalised guidance intends to strengthen firms’ prudential risk management and arrangements for safeguarding customers’ funds in this period of economic stress due to coronavirus.
  4. FCA fines Chase de Vere for failures surrounding sale of Keydata Products

    Press Releases Published: 17/11/2014 Last modified: 17/11/2014
    The Financial Services Compensation Scheme has paid compensation to eligible customers up to the scheme limit, which was £48,000 per customer at the time. ... offering. That includes researching the products thoroughly before they decide to offer them
  5. FCA proposes new rules on dealing commission for investment managers

    Press Releases Published: 25/11/2013 Last modified: 25/11/2013
    The Financial Conduct Authority (FCA) has today proposed improvements to the rules and new guidance over investment managers’ use of client commissions. These changes will ensure that charges paid by consumers for executing trades and related
  6. Videos: Principals and their appointed representatives in the general insurance sector

    Last modified: 06/03/2017
    We held an event with principal firms within the general insurance sector to set out our findings and expectations following our Thematic Review (TR16/6). Below, you can view the presentations in our videos from the event.
  7. FCA highlights its areas of concern in financial services markets

    Press Releases Published: 18/02/2020 Last modified: 11/08/2023
    The Financial Conduct Authority (FCA) has today published its annual Sector Views, an assessment of the risks and potential harm to consumers across financial services markets.
  8. More choice and better protection for users of electronic money

    News stories Published: 28/04/2011 Last modified: 23/04/2013
    You will be better protected when using electronic money (e-money) after the second Electronic Money Directive is implemented in the UK on 1 May 2011 through the Electronic Money Regulations 2011. Find out what this will mean for you.
  9. Remuneration and performance management of sales staff (SYSC 19F)

    Tasks for regulated firms Published: 23/05/2018 Last modified: 10/02/2023
    FCA provides rules on staff incentives and the remuneration of sales staff and advisers.
  10. FS20/1: Recognition of codes: feedback on QCP 25 CP19/27

    Feedback statements Published: 11/02/2020 Last modified: 07/08/2020
    We summarise responses to QCP 19/27 on the recognition of the Lending Standards Board’s (LSB) Standards of Lending Practice for business customers. We also outline our next steps.