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Showing 2151 to 2160 of 2648 search results for vulnerable customers.
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A regulatory perspective: the drivers of culture and the role of purpose and governance
Marc Teasdale speaks on regulatory perspective, the driver of cultures and the role of purpose and governance. -
Review of principal firms in the investment management sector
We have reviewed how asset managers calculate and disclose transaction costs and how effective overall cost disclosures are. -
Product sales data: reporting of advised and non-advised sales FAQs
Product sales data: reporting of advised and non-advised sales FAQs -
Building operational resilience: impact tolerances for important business services
The Bank of England (the Bank), Prudential Regulation Authority (PRA) and Financial Conduct Authority (FCA) have today published a shared policy summary and co-ordinated consultation papers (CPs) on new requirements to strengthen operational -
Andrew Bailey opening speech at the FCA Conference on Intergenerational Differences
Speech by Andrew Bailey, Chief Executive of the FCA, at the FCA Conference on Intergenerational Differences, Royal College of Physicians, London. -
Gulf Merchant Bank (Cloning details of a FCA authorised firm) (clone of FCA authorised firm)
Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm. -
DP15/7: Our approach to SMEs as users of financial services
These have prompted questions from various sources, including the Treasury Select Committee (TSC) and the Parliamentary Commission on Banking Standards (PCBS), about whether more small business customers should be able to -
FCA responds to the Complaints Commissioner’s Final Report into Premier FX Limited
We have responded to the Financial Regulators Complaints Commissioner's Final Report into complaints from those affected by the collapse of Premier FX Limited in 2018. -
A changing landscape: the FCA’s strategic priorities for the pensions sector
Speech by Edwin Schooling Latter, Director of Markets and Wholesale Policy at the FCA, delivered at Pensions and Benefits UK 2019. -
TR14/9 - Commercial insurance intermediaries - conflicts of interest and intermediary remuneration
customers. We also carried out consumer research to understand SME customers’ expectations of the services intermediaries provide to them. ... Providing further information and education to SME customers highlighting our findings and their rights.