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FSA publishes the results of a mystery shopping review into the quality of investment advice in banks and building societies
The Financial Services Authority (FSA) has published the results of a mystery shopping review, carried out between March and September 2012, looking into the quality of investment advice given by banks and building societies. -
TenetConnect Limited (TCL) and TenetConnect Services Limited (TCSL) enter administration
TCL and TCSL oversaw networks of financial advisers, who operated as appointed representatives. -
Chris Woolard discusses emergency regulation and learning from the coronavirus crisis
Interim Chief Executive Chris Woolard discusses emergency coronavirus regulation and the Business Plan -
Motor finance agreements and coronavirus: updated temporary guidance for firms
This draft guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of motor finance customers -
FCA confirms final rules on improving the quality of pension transfer advice
The FCA has published feedback and final rules and guidance from its consultation on improving the quality of pension transfer advice. -
FCA fines Gatehouse Bank £1.5m for poor anti-money laundering checks
The Financial Conduct Authority has fined Gatehouse Bank Plc £1,584,100 for significant weakness in its financial crime systems and controls. -
FCA to announce further proposals to support consumer credit borrowers impacted by coronavirus
Read the FCAs statement om supporting consumer credit borrowers affected by coronavirus -
FCA warns businesses to stop misleading credit adverts to protect consumers
The FCA is warning lenders and brokers to stop using misleading terms in their advertising or face regulatory action. -
TR14/10 - Developments in the distribution of retail investments: Purchasing investments without a personal recommendation or with simplified advice
This report summarises the findings of our thematic review examining the distribution channels firms are using to sell investments to customers in the retail investment market. ... decisions. This included the range of investments they offered and the -
Occasional Paper No. 35: Six of One…? Choice of intermediary in the UK mortgage market
As part of the FCA's mortgages market study, the FCA wanted to understand whether consumers’ borrowing costs vary materially depending on their choice of intermediary and, if so, why.