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Showing 2361 to 2370 of 2648 search results for vulnerable customers.
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FCA sets out next steps to improve defined benefit pension transfer market
FCA sets out a package of measures designed to address weaknesses across the defined benefit (DB) transfer market. -
Advice firms demonstrate some good practice on due diligence but greater consistency needed
The relevant regulatory requirements and guidance are:. Principle for business 9: A firm must take reasonable care to ensure the suitability of its advice and discretionary decisions for any customer who -
Building the UK financial sector’s operational resilience discussion paper
BOE, PRA and FCA publish joint discussion paper on an approach to improve the operational resilience of firms and financial market infrastructures -
FCA reminds asset managers of importance of meeting investors’ expectations
Fund management firms that did not effectively manage risks that could lead to poor customer outcomes will be required to make improvements to their practices. ... The UK fund industry plays a vital role in delivering financial investment services to -
RMA-B Profit and loss account: help text
RMA-B Profit and loss account: help text -
FCA data show 5% drop in complaints in the second half of 2018
The FCA has published the complaints figures for regulated firms for the second half of 2018. -
PS20/3: Signposting to travel insurance for consumers with medical conditions
This consultation sets out proposals to help consumers with pre-existing medical conditions (PEMCs) who can sometimes struggle to access affordable travel insurance that covers their medical conditions. -
CP15/6: Consumer credit - proposed changes to our rules and guidance
This paper outlines our proposed policy changes to our consumer credit regime. -
GC14/6 Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media
GC14/6 Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media. ... Those in the regulated community using, or wanting to use social media for their communications with customers. -
FCA calls on insurance intermediaries to better manage conflicts of interest when dealing with small business clients
The FCA wanted to establish how the flow of revenue from insurers or other sources to intermediaries could affect how customers were treated. ... disclosure provided to customers was sometimes very generic and unlikely to meet their information needs or