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Showing 2481 to 2490 of 2649 search results for vulnerable customers.

  1. FCA bans and fines Robert Shaw, of TailorMade Independent Ltd, for SIPP advisory failings

    Press Releases Published: 13/08/2015 Last modified: 24/03/2020
    Robert Shaw, former director of advisory firm TailorMade Independent Ltd (TMI) (firm now dissolved), has been banned from senior positions in financial services and fined £41,400 by the Financial Conduct Authority (FCA).

  2. Occasional Paper No. 49: Borrower subgroups and the path into distress: commonalities and differences

    Occasional papers Published: 08/01/2020 Last modified: 08/01/2020
    Occasional Paper 49

  3. PS19/6: Rent-to-own price cap – feedback on CP18/35 and final rules

    Policy statements Published: 05/03/2019 Last modified: 05/03/2019
    This paper sets out final rules on a price cap in the rent-to-own market and summarises feedback to CP18/35.

  4. The Financial Conduct Authority takes disciplinary action against five individuals and three firms in relation to solicitors’ professional indemnity insurance and other insurance schemes’ failures

    Press Releases Published: 01/02/2016 Last modified: 01/02/2016
    The Financial Conduct Authority (FCA) has fined five individuals and two firms a total of £15.5m, in addition to banning four of those individuals, for significant integrity and competence failings.

  5. Former Swinton executives fined and banned from senior roles after insurance add-ons mis-selling

    Press Releases Published: 05/11/2014 Last modified: 29/11/2021
    The Financial Conduct Authority (FCA) has fined three former senior executives of Swinton Group Limited (Swinton) £928,000. The FCA’s action follows previous enforcement action taken against Swinton: in 2013 it was fined £7.4m after it adopted

  6. PS21/2: Amendments to single and cumulative transaction thresholds for contactless payments

    Policy statements Published: 03/03/2021 Last modified: 03/03/2021
    This PS summarises the responses we received on our proposed changes relating to the contactless card payments limits at Q5 and Q6 in CP21/3.

  7. Draft Guidance: Mortgages and coronavirus: updated Tailored Support Guidance for firms

    Policy and guidance Guidance consultations Published: 13/01/2021 Last modified: 13/01/2021
    This guidance applies in the exceptional circumstances arising out of the coronavirus (Covid-19) pandemic and its impact on the financial situation of mortgage customers.

  8. PS20/8: Motor finance discretionary commission models and consumer credit commission disclosure

    Policy and guidance Policy statements Published: 15/10/2019 Last modified: 28/07/2020
    We’re banning commission models that give motor finance brokers/dealers an incentive to raise customers’ finance costs.

  9. CP16/2: Mortgage Credit Directive: Minor changes to our rules and guidance

    Consultation papers Published: 15/01/2016 Last modified: 23/02/2016
    a buy-to-let mortgage contract entered into before 31 May 2008. The changes relating to initial disclosure requirements will particularly affect mortgage lenders and their customers.

  10. FCA to ban the promotion of UCIS and certain close substitutes to ordinary retail investors

    Press Releases Published: 04/06/2013 Last modified: 03/11/2016
    The Financial Conduct Authority (FCA) has published final rules to ban the promotion of Unregulated Collective Investment Schemes (UCIS) and certain close substitutes (together to be known as Non-Mainstream Pooled Investments (NMPIs)) to the vast
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