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Showing 2531 to 2540 of 2649 search results for vulnerable customers.

  1. FCA commences civil proceedings in relation to alleged unauthorised regulated mortgage contracts and sale & rent back agreements

    Press Releases Published: 13/07/2020 Last modified: 13/07/2020
    The Financial Conduct Authority (FCA) has commenced proceedings in the High Court against London Property Investments (U.K) Limited (LPI), NPI Holdings Limited (NPI), Daniel Stevens (the sole director and shareholder of both companies) and his
  2. Occasional Paper No. 41: Price discrimination in the cash savings market: One rate, one solution?

    Occasional papers Published: 25/07/2018 Last modified: 09/01/2020
    The Cash Savings Market Study found that the cash savings market is not working effectively for many consumers. Significant amounts of easy access cash savings sit in accounts that were opened a long time ago, earning lower interest rates than those
  3. FCA response to the CMA’s final report on its investigation of investment consultancy and fiduciary management services

    Statements Published: 12/12/2018 Last modified: 12/12/2018
    Today the Competition and Markets Authority (CMA) published the final report and remedies for its market investigation of investment consultancy and fiduciary management services.
  4. Upper Tribunal upholds the Financial Conduct Authority’s decision to fine and ban Charles Palmer former CEO of adviser network

    Press Releases Published: 09/08/2017 Last modified: 09/08/2017
    On 8 August 2017, the  Upper Tribunal upheld the Financial Conduct Authority’s (FCA) decision to ban Charles Palmer, former CEO of Financial Limited and Investments Limited (“the Firms”), from performing FCA significant influence functions. 
  5. Information on Enforcement action against businesses accepting illegal deposits - January 2020

    FOI Release Date of Release: 07/12/2019
    FCA provides information on enforcement action carried out against businesses accepting Illegal deposits.
  6. Wholesale banks and asset management cyber multi-firm review findings

    Multi-firm reviews Published: 10/12/2018 Last modified: 10/12/2018
    In late 2017 and early 2018 we carried out a cyber multi-firm review with a sample of 20 firms in the asset management and wholesale banking sectors. The firms we selected varied in terms of their size, scale, operating models and geography. These
  7. We force third firm to reverse effect of misleading British Steel Pension Scheme offers

    News stories Published: 19/05/2023 Last modified: 22/05/2023
    The FCA has acted against another firm seeking to avoid liabilities under the British Steel Pension Scheme (BSPS) redress scheme.
  8. Information on asset-freezing injunctions the FCA has applied for in the past five years - August 2020

    FOI Release Date of Release: 03/08/2020
    We hold information on the number of asset-freezing injunctions has the FCA applied for in the past five years
  9. FCA finds fund managers’ value assessments significantly improved, but still work to do

    Press Releases Published: 10/08/2023 Last modified: 10/08/2023
    Following a review of fund managers’ value assessments, we found that while many firms have better practices in place, some still require improvement.
  10. FCA fines LBGI £90 million for failures in communications for home insurance renewals between 2009 and 2017

    Press Releases Published: 08/07/2021 Last modified: 08/07/2021
    The FCA has fined LBGI (Lloyds Bank General Insurance Limited, St Andrew’s Insurance Plc, Lloyds Bank Insurance Services Limited and Halifax General Insurance Services Limited) £90,688,400 for failing to ensure that language contained within