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Showing 2591 to 2600 of 2649 search results for vulnerable customers.
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FS20/15: Consumer credit (including overdrafts) and coronavirus: Additional guidance for firms - Feedback on draft guidance
Our guidance published in July 2020 will continue to provide support for those impacted by coronavirus until 31 October 2020. -
PS15/11: Buy-to-let mortgages – implementing the Mortgage Credit Directive Order 2015, feedback on CP15/3 and final rules
In this Policy Statement we summarise the feedback we received to the proposals contained in CP15/3 and give our responses. We are also publishing our final Handbook rules and guidance on implementing the Government’s legislative regime for -
FCA fines Sigma Broking Limited £530,000 and bans and fines its former directors following market abuse reporting failures
Sigma Broking Limited (Sigma) has been fined £531,000 for failing to make reports crucial in fighting potential market abuse and three directors have been fined amounts totalling over £200,000, two of whom have also been prohibited. -
FCA fines Aviva Investors £17.6m for systems and controls failings that led to its failure to manage conflicts of interest fairly
Not doing so risks customers’ interests being overlooked in favour of commercial or personal interests. ... of interest fairly, both between itself and its customers and between customers and other clients. -
FCA urges victims to come forward after getting confiscation order against three individuals
The Financial Conduct Authority (FCA) has today confirmed new rules which apply to certain types of open-ended fund investing in inherently illiquid assets such as property. The new rules apply to these funds, known as non-UCITS retail schemes (NURSs -
FCA takes action against Darren Reynolds and Andrew Deeney of Active Wealth for dishonest pension transfer advice
The FCA has decided to fine Mr Reynolds of Active Wealth (UK) Limited (Active Wealth) £2,212,316 and ban him from working in financial services. Mr Deeney was fined £397,400 and banned from working in financial services. -
The Financial Conduct Authority fines FXCM UK £4 million for making ‘unfair profits’ and not being open with the FCA
The FCA also expects firms to treat their customers fairly (FCA principle 6) – FXCM UK fell short of both of these standards. ... The relevant FCA principles for business:. A firm must pay due regard to the interests of its customers and treat them -
FS20/3: Temporary financial relief for consumers impacted by coronavirus: feedback on draft guidance and rules
We summarise responses to our proposals to provide consumers with temporary support because of the coronavirus (Covid-19) situation -
“We are using the eyes and ears of consumers” – FCA published its 2013/14 Annual Report
Warning for customers on interest only-mortgages. Review into mobile phone insurance. -
FCA publishes Decision Notices against three firms and five individuals for acting without integrity in relation to their pension advice business and misleading the FCA
The Financial Conduct Authority (FCA) has today published Decision Notices in respect of three firms (Financial Page Ltd, Henderson Carter Associates Limited and Bank House Investment Management Limited) and five individuals (Andrew Page, Thomas Ward