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Showing 2601 to 2610 of 2649 search results for vulnerable customers.

2601. Credit cards (including retail revolving credit) and coronavirus: proposed update to temporary guidance for firms

      Policy and guidance Guidance consultations Published: 19/06/2020 Last modified: 30/11/2020
      This guidance applies in the exceptional circumstances arising out of the coronavirus pandemic and its impact on the financial situation of credit card (including retail revolving credit) customers.

2602. FCA fines Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited £8.2m for Client Money and Assets failings

      Press Releases Published: 05/10/2016 Last modified: 03/11/2016
      The Financial Conduct Authority (FCA) has today fined Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited (together Aviva) £8,246,800 for failings in its oversight of its outsourced providers in relation to the protection of client assets.

2603. Overall complaints fell by 1.4%, driven by a reduction in complaints related to current accounts and savings accounts. PPI complaints rise

      Press Releases Published: 30/03/2016 Last modified: 07/02/2022
      Financial services firms received 2.11 million new complaints between July and December 2015, according to new complaints data published today by the Financial Conduct Authority.

2604. New FCA complaints data: 3.32 million complaints about financial services in the first six months of 2017

      Press Releases Published: 23/10/2017 Last modified: 23/10/2017
      The Financial Conduct Authority (FCA) has today published the data on the number of complaints reported by firms for the first half of 2017.

2605. FG16/1: Guidance on the FCA’s approach to the implementation of ring-fencing and ring-fencing transfer schemes

      Finalised guidance Published: 04/03/2016 Last modified: 04/03/2016
      In September 2015 we consulted on proposed guidance on our approach to ring-fencing transfer schemes (RFTSs ) and, more generally, our key responsibilities in supporting the wider implementation of ring-fencing in the UK.

2606. High Court finds that 24HR Trading Academy unlawfully advised on investments and unlawfully promoted CFD trading

      Press Releases Published: 25/03/2021 Last modified: 08/04/2024
      The High Court has delivered a summary judgement ruling that 24HR Trading Academy Limited contravened the Financial Services and Markets Act 2000 (FSMA) by providing unauthorised investment advice to consumers via WhatsApp messages.

2607. FSA bans and fines insurance broker Harbinder Panesar £212,237 for misappropriating money from his business and selling worthless policies

      Press Releases Published: 15/01/2013 Last modified: 29/03/2013
      The Financial Services Authority (FSA) today banned insurance broker, Harbinder Panesar, from working in the financial services industry and fined him £212,237.

2608. Testing how Authorised Fund Managers are embedding the Guiding Principles in ESG and sustainable investment funds

      Multi-firm reviews Published: 16/11/2023 Last modified: 16/11/2023
      We set out findings from our supervisory work that looked at how authorised fund managers (AFMs) comply with existing regulatory requirements and expectations on the design, delivery and disclosure of Environmental, Social and Governance (ESG) and

2609. Sanctions systems and controls: firms’ response to increased sanctions due to Russia’s invasion of Ukraine

      Good and poor practice Published: 06/09/2023 Last modified: 20/03/2024
      We set out key findings from our assessments of sanctions systems and controls in financial services firms. We include examples of good practice and areas for improvement, to help firms deliver even greater compliance with sanctions.

2610. Information regarding consultation paper 21/30 Debt packagers: proposals for new rules - February 2022

      FOI Release Date of Release: 24/02/2022
      The FCA provides data regarding its consultation paper 21/30: Debt packagers: proposals for new rules.