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Showing 441 to 450 of 2640 search results for vulnerable customers.

441. Remuneration

     Tasks for regulated firms Published: 08/05/2015 Last modified: 07/03/2023
     Find the remuneration rules from the FCA

442. Pension scams

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Don’t let a scammer enjoy your retirement. Find out how pension scams work, how to avoid them, and what to do if you suspect a scam.

443. Side pockets

     Consumers Your rights Published: 08/09/2022 Last modified: 20/03/2023
     Side pockets could affect anyone who invests in funds that are exposed to Russian assets. Find out more about how side pockets work and what investors can expect.

444. Money Laundering Regulations

     Firms Focus areas Published: 23/12/2019 Last modified: 21/02/2023
     Find out more about Money Laundering Regulations (MLRS) and how firms need to comply.

445. Risks to customers from financial incentives

     Tasks for regulated firms Published: 30/11/2015 Last modified: 10/02/2023
     The FCA out how financial incentives for staff could potentially have a negative effect on customers.

446. Consumer credit firms

     Consumer credit firms Last modified: 22/03/2023
     Information for consumer credit firms new to regulation wanting to apply for authorisation, their business and tasks for regulated firms

447. Financial crime

     Tasks for firms Published: 30/07/2015 Last modified: 11/03/2024
     Integrity of the UK's financial markets requires the FCA to ensure firms have effective systems and controls to detect, prevent and deter financial crime. Learn from good and poor examples and browse our guide to financial crime.

448. Adrodd am sgam

     Consumers Published: 20/03/2023 Last modified: 20/03/2023
     Os ydych chi yn meddwl bod twyllwr neu gwmni anawdurdodedig wedi cysylltu â chi, darganfyddwch pa sgamiau y gallwn ymchwilio iddynt a sut i gyflwyno adroddiad arnynt.

449. Published coronavirus (Covid-19) guidance for firms

     Firms Published: 12/08/2020 Last modified: 29/07/2022
     We've published various guidance for firms in response to the coronavirus (Covid-19) pandemic.

450. Cancelling an authorisation or registration

     Firm authorisation Published: 08/08/2017 Last modified: 03/08/2023
     You need to apply to the FCA to cancel your authorisation or registration. Find out how to submit your application.