Filter results
Category
Filter by document type
Document type
Filter by year
Sort by:

Search results

Showing 531 to 540 of 2640 search results for vulnerable customers.

  1. Information for customers of Triton Insurance Brokers Ltd

    News stories Published: 21/02/2020 Last modified: 21/02/2020
    On 17 February 2020, the FCA removed Triton’s permission to conduct regulated business in the UK, this includes arranging insurance contracts.
  2. Limitations on debt permissions

    Tasks for regulated firms Published: 20/03/2017 Last modified: 10/02/2023
    If you are a full permission firm with the permission of debt adjusting and/or debt counselling with a ‘no debt management’ limitation, read how to review the limitations held to ensure they are appropriate for your business.
  3. 2021 fines

    News stories Published: 04/03/2021 Last modified: 17/12/2021
    This page contains information about enforcement fines published during the calendar year ending 2021.
  4. Unfair contract terms

    Tasks for regulated firms Published: 06/05/2015 Last modified: 10/02/2023
    Find out what the FCA can do to tackle unfair contract terms in financial services contracts and what you should focus on.
  5. Strong customer authentication and coronavirus

    Statements Published: 30/04/2020 Last modified: 01/05/2020
    In the exceptional circumstances of the Covid crisis, we are giving the industry an additional 6 months to implement strong customer authentication (SCA) for e-commerce.
  6. How to apply for authorisation or registration

    Firms Firm authorisation Published: 24/05/2023 Last modified: 19/12/2023
    If your firm needs to be authorised by us, or registered with us, learn about the process, our expectations and how to apply.
  7. Dealing commission

    Speeches Published: 10/07/2014 Last modified: 10/07/2014
    Speech by Martin Wheatley, Chief Executive of the FCA, at the FCA conference on dealing commission in London. This is the text of the speech as drafted, which may differ from the delivered version.
  8. Approved Persons Regime

    Tasks for firms Published: 12/05/2015 Last modified: 27/04/2023
    Approved persons carry out certain activities on a firm's behalf and must be regulated by us. Learn about our requirements, conduct rules and 'fit and proper' test.
  9. Balance of interests

    Speeches Published: 26/06/2013 Last modified: 18/01/2017
    Speech by Martin Wheatley, Chief Executive, the FCA, at the International Derivatives Expo, London. This is the text of the speech as drafted, which may differ from the delivered version.
  10. British Steel pension redress scheme

    Consumers Published: 30/05/2021 Last modified: 24/07/2024
    You could be owed money if you were given poor advice to transfer out of the BSPS. Find out more about the FCA’s redress scheme.