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Showing 571 to 580 of 2640 search results for vulnerable customers.

571. FSA - Customer File Reviews [pdf]

     Archive Published: 06/12/2007 Last modified: 03/08/2016
     This document is intended to help you consider the type of information you could get from reviewing a customer’s file. Think about your current process. Does it only act as a check for administrative errors or does it allow you to assess the

572. Adviser charging rules

     Tasks for regulated firms Published: 21/12/2015 Last modified: 16/05/2016
     Find out about our rules on how advisers can charge clients and how they must explain these charges.

573. 2018 Disclosure Log

     Last modified: 14/09/2020
     The aim of the FCA's Disclosure Log is to keep information that it has released under the Freedom of Information Act and which it thinks is of wider public interest. Find the Disclosure Log for 2018. 

574. PS23/9: Finalised insurance guidance on supporting customers in financial difficulty [pdf]

     Policy statements Published: 03/07/2023
     This Policy Statement summarises feedback received in CP23/1 on insurance guidance for supporting customers in financial difficulty.

575. CP23/1: Insurance guidance for the support of customers in financial difficulty [pdf]

     Consultation papers Published: 11/01/2023
     We are consulting on proposals to help protect customers of non-investment insurance policies in financial difficulty.

576. PENDANTHILLS

     Warnings Published: 19/03/2024 Last modified: 19/03/2024
     PENDANTHILLS is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

577. Executive committees

     About us Who we are Published: 02/04/2016 Last modified: 15/07/2024
     Find out about the FCA's executive committee members and how our management structure operates to ensure markets work well.

578. The importance of international co-operation

     Speeches Published: 09/10/2018 Last modified: 09/10/2018
     Speech by Megan Butler, Executive Director of Supervision - Investment, Wholesale and Specialists at the FCA, delivered at The Pan Asian Regulatory Summit 2018, Hong Kong.

579. Tackling the hard questions

     Speeches Published: 28/04/2016 Last modified: 02/07/2024
     Speech by Mark Steward, director of enforcement and market oversight, at the Thomson Reuters Annual Compliance and Risk Summit 2016.

580. Small payment institution (small PI)

     Last modified: 14/09/2018
     3. All small PIs which are account servicing payment service providers (ASPSPs) also need to comply with requirements relating to AIS and PIS providers seeking access to their customers’ online payment ... customer authentication and secure