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Showing 701 to 710 of 2640 search results for vulnerable customers.

701. FG15/4: Social media and customer communications: The FCA’s supervisory approach to financial promotions in social media [pdf]

     Finalised guidance Published: 13/03/2015 Last modified: 13/03/2015

702. GC15/1 Risks to customers from performance management at firms [pdf]

     Guidance consultations Published: 16/03/2015 Last modified: 16/03/2015
     The focus of this proposed guidance is on the risks that are posed to consumers by inappropriate practices.

703. GC14/6 Social media and customer communications [pdf]

     Guidance consultations Published: 06/08/2014 Last modified: 12/09/2014
     The FCA’s supervisory approach to financial promotions in social media

704. Eich hawliau gyda gwasanaethau ariannol

     Consumers Published: 20/03/2023 Last modified: 23/08/2023
     Mae eich hawliau fel defnyddiwr yn cael eu gwarchod gan y gyfraith. Darganfyddwch beth i'w ddisgwyl gan eich darparwyr, a lle gallwch fynd os bydd rhywbeth yn mynd o'i le.

705. Accomplishments of the last 5 years

     Speeches Published: 14/03/2018 Last modified: 14/03/2018
     Speech by John Griffith-Jones, Chairman, FCA, delivered at an event hosted by TheCityUK at Linklaters LLP, London.

706. FSA - GC12/6 [pdf]

     Guidance consultations Published: 04/04/2012 Last modified: 11/07/2016
     The purpose of the guidance is to help firms improve the standards by which they are providing investment advice to retail customers.

707. TR14/4 – Risks to customers from financial incentives – an update [pdf]

     Thematic reviews Published: 04/03/2014 Last modified: 04/03/2014
     This report summarises the findings of our follow-up thematic work into financial incentives which assessed whether firms are now managing the risks to consumers.

708. TR13/8 - The governance of unit-linked funds [pdf]

     Thematic reviews Published: 10/10/2013 Last modified: 16/01/2014
     This thematic review was pre-emptive and focused on ensuring that firms have arrangements in place to ensure that customers’ interests are protected effectively.

709. Applications under the Payment Services Regulations 2017 and Electronic Money Regulations 2011

     Tasks for regulated firms Published: 02/02/2017 Last modified: 10/02/2023
     Find out what information we need from your firm if you’re seeking authorisation or registration.

710. TR13/1 - Motor Legal Expenses Insurance (MLEI) [pdf]

     Thematic reviews Published: 07/06/2013 Last modified: 07/06/2013
     This thematic project looked at MLEI from a number of perspectives including its value and usefulness, customer understanding, and the sales process. Thematic work is a fundamental part of our supervisory approach.