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Showing 731 to 740 of 2640 search results for vulnerable customers.

  1. Promoting competition

    What we do Published: 22/03/2016 Last modified: 02/04/2024
    What the FCA does to promote effective competition in the interests of consumers.

  2. FCA Final Notice 2014: State Street [pdf]

    Final notices Published: 31/01/2014 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6 and PRIN 7 related to wholesale conduct, unfair treatment of customers in the investment banks sector. We imposed a fine.

  3. FCA Final Notice 2013: Alison Moran [pdf]

    Final notices Published: 04/10/2013 Last modified: 07/04/2015
    This final notice refers to breaches of PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. We imposed a penalty.

  4. OFT Requirement Notice: Wonga Customer Services (Pty) Ltd [pdf]

    Requirement notices Published: 21/05/2012 Last modified: 01/04/2014
    This Notice from the OFT placed a requirement on Wonga Customer Services (Pty) Ltd which applies to its Consumer Credit Interim Permission.

  5. Sign up for car finance complaints updates

    Last modified: 02/02/2024
    If you'd like to stay up to date on our activity involving car finance complaints, sign up to receive email updates.

  6. Sign up for updates on funeral plans regulation

    Last modified: 15/03/2024
    Intermediary. A firm that advises customers on funeral plan contracts or arranges them for customers – this includes funeral directors and will writers.

  7. Final Notice 2023: Equifax Limited [pdf]

    Final notices Published: 13/10/2023
    This Final Notice relates to the outsourcing of data processing to an intragroup entity which experienced a data breach. The Final Notice refers to risk management failings (Principle 3) and failings in relation to treating customers fairly and

  8. Final notice 2016: Glyn Goodyear [pdf]

    Final notices Published: 14/04/2016 Last modified: 14/04/2016
    This final notice refers to breaches of PRIN 6, PRIN 11, COND and DISP related to failing to be open and co-operative, unfair treatment of customers and threshold conditions in the consumer credit sector. We imposed a cancellation.

  9. The Economics of Intervention

    Documents Published: 10/03/2016 Last modified: 10/03/2016
    Poor customer outcomes often have multiple and diffuse causes, both ‘traditional’ and behavioural.

  10. Final Notice 2015: Mothahir Miah [pdf]

    Final notices Published: 17/11/2015 Last modified: 17/11/2015
    This final notice refers to breaches of APER 1 and FIT related to lack of fitness/propriety, unfair treatment of customers and conflicts of interest in the asset management sector. We imposed a fine and a prohibition.
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