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Showing 761 to 770 of 2640 search results for vulnerable customers.

761. Unfair contract terms library

     Tasks for firms Published: 03/08/2015 Last modified: 09/05/2024
     The FCA's work on unfair contract terms including past undertakings, agreements and other publications.

762. Case concerning CEO referred to the Upper Tribunal

     Press Releases Published: 11/12/2015 Last modified: 11/12/2015
     advisers who had approval to perform the CF30 (Customer) function (CF30s) would give suitable advice to approximately 40,000 customers. ... 807 for failing to ensure the network’s risk management framework was adequate to mitigate risks to the

763. Complaints data items: FAQs

     Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
     Complaints data items: FAQs

764. FCA response to the Cranston Review

     Statements Published: 10/12/2019 Last modified: 10/12/2019
     FCA response to the Cranston Review

765. Greyfriars enters administration

     News stories Published: 26/10/2018 Last modified: 24/05/2019
     On 23 October 2018, Greyfriars Asset Management LLP ('Greyfriars'), a firm authorised and regulated by the FCA, appointed Adam Stephens and Henry Shinners of Smith and Williamson LLP as joint administrators. 

766. Whistleblowing quarterly data 2023 Q4

     Data Published: 08/03/2024 Last modified: 08/03/2024
     The data shows the number of new whistleblowing reports the FCA received in October and December 2023 and the allegations they featured.

767. Financial Sanctions

     Firms Consumers Markets Published: 16/05/2016 Last modified: 21/02/2023
     Find out what to do if your firm is subject to financial sanctions or you suspect there has been a sanctions breach.

768. Lenders Club Ltd

     Warnings Published: 12/03/2019 Last modified: 12/04/2021
     Lenders Club Ltd is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

769. Consumer credit income – what to report

     Tasks for firms Published: 24/10/2017 Last modified: 03/05/2024
     See how the FCA charges consumer credit firms annual fees based on the data in the CCR002 or CCR007.

770. Commercial agent exclusion (CAE)

     Published: 22/09/2017 Last modified: 17/02/2023
     Find out about exclusions from the scope of the Payment Services Regulations 2017.