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Showing 781 to 790 of 2642 search results for vulnerable customers.

781. Money Me Financial

     Warnings Published: 01/10/2021 Last modified: 01/10/2021
     Money Me Financial is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

782. Five sentenced in FCA prosecution of £2.8m investment fraud

     Press Releases Published: 04/09/2018 Last modified: 04/09/2018
     Operation Tidworth was the FCA’s second largest ever criminal prosecution. The instigator and main beneficiary of the fraud, Michael Nascimento, will be sentenced separately on 14 September 2018.

783. Wholesale markets firm applicants

     Firm authorisation Published: 04/07/2023 Last modified: 02/07/2024
     If you're a wholesale investment firm, you have to be authorised by us. Learn how to prepare your application and what you need to read first.

784. Personal data and supervision

     Last modified: 13/12/2023
     How and why the FCA uses personal data to carry out its supervision functions.

785. Competition and insurance

     Speeches Published: 02/06/2014 Last modified: 30/07/2015
     Christopher Woolard, Director of Policy, Risk and Research, the FCA, at the General Insurance conference, London.This is the text of the speech as drafted, which may differ from the delivered version.

786. Apply to become a claims management company

     Firm authorisation Published: 27/04/2020 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you’re a claims management company (CMC) or you provide claims management activities.

787. Whistleblowing quarterly data 2023 Q3

     Data Published: 08/03/2024 Last modified: 08/03/2024
     The data shows the number of new whistleblowing reports the FCA received in July and September 2023 and the allegations they featured.

788. FSA - Handbook Notice 104 [pdf]

     Handbook Published: 12/11/2010 Last modified: 30/05/2013
     On 13 October 2010, the FSA Board made changes to the Handbook which made changes to the client assets rules in order to strengthen client protection (FSA 2010/52).

789. FSA - FG13/1 [pdf]

     Finalised guidance Published: 16/01/2013 Last modified: 20/10/2014
     In September 2012, we consulted on guidance about the risks to customers from financial incentives. We have considered the responses and we are now publishing finalised guidance, along with a summary of the feedback received.

790. British Cash Loan

     Warnings Published: 22/10/2020 Last modified: 22/10/2020
     British Cash Loan is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.