Search results

Showing 801 to 810 of 2642 search results for vulnerable customers.

801. News for Fyshe Horton Finney Ltd customers

     News stories Published: 22/03/2013 Last modified: 09/12/2016
     On 20 March 2013, Fyshe Horton Finney Ltd placed itself into the Special Administration Regime (SAR). We explain what this means if you are a client of Fyshe.

802. Brexit: information for retail investments firms in the UK

     Firms Published: 26/02/2019 Last modified: 21/06/2022
     If you have customers based in the EEA, find out what actions we expect you to have taken now the transition period is over.

803. Getting regulation right

     Speeches Published: 10/10/2016 Last modified: 10/10/2016
     Speech by Christopher Woolard, Director of Strategy and Competition at the FCA, delivered at the LendIt Conference 2016.

804. Regulation in a changing world

     Speeches Published: 21/10/2019 Last modified: 21/10/2019
     Speech by Christopher Woolard, Executive Director of Strategy and Competition at the FCA, delivered at the City of London/Cicero event on Future of Regulation.

805. Small electronic money institution (small EMI)

     Last modified: 23/08/2019
     4. All small EMIs which are account servicing payment service providers (ASPSPs) also need to comply with requirements relating to AIS and PIS providers seeking access to their customers’ online payment ... customer authentication and secure

806. Confirmation criteria

     Tasks for regulated firms Published: 06/08/2015 Last modified: 08/02/2023
     Find out the criteria you have to meet so that we can grant you confirmation.

807. Good conduct and market integrity

     Speeches Published: 02/06/2014 Last modified: 11/06/2014
     Speech by Martin Wheatley, CEO, the FCA, at the General Insurance conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

808. Apply to become a consumer investments firm

     Firm authorisation Published: 09/11/2023 Last modified: 19/12/2023
     Find out how to apply to the FCA for authorisation if you're a consumer investments firm, such as a financial adviser or investment platform.

809. FCA acts to help mortgage prisoners

     Press Releases Published: 26/03/2019 Last modified: 29/11/2021
     Mortgage customers who have previously been unable to switch mortgages despite being up-to-date with their payments (commonly known as mortgage prisoners), could soon be able to find a cheaper deal after we proposed changes to how lenders assess

810. [pdf]

     Published: 02/09/2014 Last modified: 05/09/2014