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Showing 851 to 860 of 2642 search results for vulnerable customers.

851. Gable Insurance AG is in liquidation

     Statements Published: 21/11/2016 Last modified: 22/11/2016
     On 17 November 2016 Gable Insurance AG (a Liechtenstein insurance company that provided private motor and commercial insurance for UK customers) went into liquidation. This follows a formal order that was issued to Gable on 7 September 2016 by the

852. Financial crime in the payments and e-money sector: webinar

     Events Published: 03/07/2023 Last modified: 03/07/2023
     Webinar with the UK Financial Intelligence Unit on financial crime in the payments and e-money sector .

853. Lessons to learn from the GameStop episode

     InvestSmart Last modified: 23/03/2023
     Learn what happened to the share price of retailer GameStop, how to spot the drawbacks of a risky investment and decide whether it’s right for you.

854. Global regulation in the post-crisis era

     Speeches Published: 30/06/2016 Last modified: 01/07/2016
     Speech by John Griffith-Jones, Chairman, FCA, delivered at the TheCityUK Annual Conference on 30 June 2016.

855. Final notice 2016: Colin J McIntosh [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 1, APER 4, APER 7, FIT and CASS related to appointed representatives, client money, failing to act on information appropriately, failing to be open and co-operative, lack of fitness/propriety and unfair

856. Whistleblowing quarterly data 2023 Q1

     Data Published: 30/06/2023 Last modified: 30/06/2023
     The data shows the number of new whistleblowing reports the FCA received in January to March 2023 and the allegations they featured.

857. Statement on RBS GRG report publication

     Statements Published: 08/12/2017 Last modified: 08/12/2017
     Report following the independent review of Royal Bank of Scotland’s (RBS) treatment of small and medium-sized enterprise (SME) customers transferred to its Global Restructuring Group (GRG).

858. Overview of competition at the FCA

     Speeches Published: 03/08/2017 Last modified: 03/08/2017
     Speech by Mary Starks, Director of Competition and Economics at the FCA, delivered at Credit Suisse.

859. Final Notice 2015: Sam Thomas Kenny [pdf]

     Final notices Published: 13/03/2015 Last modified: 13/03/2015
     This final notice refers to breaches of APER 1 and APER 7 related to unfair treatment of customers, mis-selling, lack of fitness/propriety in the investment adviser sector. We imposed a fine and a prohibition.

860. Regulation for a different world

     Speeches Published: 06/05/2021 Last modified: 07/05/2021
     Speech by our CEO, Nikhil Rathi, on Regulation for a Different World at the Association of Foreign Banks.