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Showing 861 to 870 of 2642 search results for vulnerable customers.
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Whistleblowing quarterly data 2022 Q3
Our data shows the number of new whistleblowing reports the FCA received in July to September 2022 and the allegations they featured. -
FSA data items FAQs
On this page we provide guidance and information for firms on how to complete FSA reports. -
FCA Final Notice 2014: Santander UK plc [pdf]
This final notice refers to breaches of PRIN 7, PRIN 9 and COBS related to unfair treatment of customers in the wealth management and private banking, investment advisers and platforms sector. We imposed a fine. -
Interpreting the data
Interpreting the Product Sales Data and see the latest tables. -
Information for customers of Glint Pay Services Ltd
Glint Pay Services Ltd (FRN 900657) is authorised and supervised by the FCA to issue e-money and provide payment services under the Electronic Money Regulations 2011 (the EMRs). -
Best of British Conference
Speech by Tracey McDermott, Director of Enforcement and Financial Crime at the Financial Conduct Authority (FCA), delivered at the Best of British Conference hosted by JP Morgan, London. This is the text of the speech as drafted, which may differ -
Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers [pdf]
FCA Occasional Paper No. 59: Sitting on a gold mine: Getting what’s owed to pawnbroking customers. -
Final Notice 2018: David James Carter Mullins [pdf]
This final notice refers to breaches of FIT related to lack of fitness/propriety and unfair treatment of customers in the consumer credit sector. We imposed a prohibition. -
Whistleblowing quarterly data 2023 Q2
The data shows the number of new whistleblowing reports the FCA received in April and June 2023 and the allegations they featured. -
Become an appointed representative
Read our key considerations for becoming an appointed representative (AR), and find out what you'll need to prepare for your principal firm.