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Showing 891 to 900 of 2644 search results for vulnerable customers.

891. FSA - Treating customers fairly - culture [pdf]

     Archive Published: 24/07/2007 Last modified: 03/08/2016

892. De-risking: managing money-laundering risk

     Tasks for regulated firms Published: 24/02/2016 Last modified: 21/02/2023
     We are aware that some banks are no longer offering financial services to entire categories of customers that they associate with higher money-laundering risk. Read more about what we expect of firms.

893. Final Notice 2017: Charles Palmer [pdf]

     Final notices Published: 19/09/2017
     This final notice refers to breaches of APER 6 and FIT related to appointed representatives/ networks, culture/governance, lack of fitness/propriety and unfair treatment of customers in the Investment Adviser sector. We imposed a fine and prohibition

894. Finance for positive, sustainable change

     Blogs Published: 10/02/2023 Last modified: 14/02/2023
     In this blog, Sacha Sadan delves into how the FCA has been working with industry, government and global partners to raise ESG standards.

895. TimBullman / Tim Bullman

     Warnings Published: 17/08/2023 Last modified: 27/10/2023
     TimBullman / Tim Bullman is not authorised or registered by the FCA. Find out more about unauthorised firms and individuals.

896. Exemption from the Payment Services Regulations 2017 (PSRs) contingency mechanism

     Tasks for regulated firms Published: 19/12/2018 Last modified: 10/02/2023
     Providers of online payment accounts must have a compliant way for third party providers (TPPs) to access account data and payment functionality

897. Expectations of firms selling client banks

     Firms Published: 19/12/2023 Last modified: 19/12/2023
     In the FCA's view, the client bank is the firm’s asset. It will act where these lists are being sold with redress liabilities.

898. 5 questions to ask before you invest

     InvestSmart Last modified: 07/09/2023
     To help you make better decisions, take time to understand both the opportunities and risks of any investment you’re considering.

899. FSA - FG12/17: Summary of feedback received [pdf]

     Finalised guidance Published: 13/07/2012 Last modified: 20/10/2014
     Firms should be undertaking an analysis of complaints about the previous sale of PPI policies. Where firms have identified that they may have mis-sold PPI policies, they may be contacting consumers to alert them and to advise that they may be

900. Our report on cash savings

     Multi-firm reviews Published: 31/07/2023 Last modified: 31/07/2023
     The report analyses the state of competition in the cash savings market, sets out results the FCA expects to see and the actions needed to achieve these.