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Showing 901 to 910 of 2644 search results for vulnerable customers.

901. Cash on Go enters administration

     Statements Published: 05/03/2020 Last modified: 05/03/2020
     Cash on Go enters administration

902. Heritage Bank (clone of FCA authorised firm)

     Warnings Published: 11/07/2016 Last modified: 24/05/2021
     Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this ‘clone firm’.

903. FCA statement on the share trading obligation

     Statements Published: 04/11/2020 Last modified: 29/08/2023
     On 29 August 2023 the STO in Article 23 of UK MiFIR was revoked by the commencement of provisions in the Financial Services and Markets Act 2023.

904. Consumer credit research: logbook loans

     Tasks for regulated firms Published: 06/08/2015 Last modified: 16/02/2023
     Read our research into the logbook loans market, some key findings and what we plan to do next.

905. Statement regarding Royal Bank of Scotland

     Press Releases Published: 29/11/2013 Last modified: 09/12/2016
     The Financial Conduct Authority (FCA) has now considered the reports published this week by Sir Andrew Large into lending practices at the Royal Bank of Scotland (RBS) and, separately, by Dr Lawrence Tomlinson into banks’ treatment of customers in

906. Final notice 2016: Robert John Bygrave [pdf]

     Final notices Published: 01/02/2016 Last modified: 01/02/2016
     This final notice refers to breaches of APER 6, FIT and CASS related to appointed representatives, failing to act on information appropriately, client money, lack of fitness/propriety and unfair treatment of customers in the general insurance and

907. Whistleblowing quarterly data 2022 Q4

     Data Published: 04/05/2023 Last modified: 04/05/2023
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2022 and the allegations they featured.

908. PRIIPs Regulation

     Tasks for regulated firms Published: 03/12/2015 Last modified: 13/02/2023
     Regulations for packaged retail investment products (PRIIPs) began in January 2018. Learn more about the definitions of PRIIPs products and who this regulation affects.

909. Innovate Finance Global Summit

     Speeches Published: 11/04/2016 Last modified: 09/05/2016
     Speech by Christopher Woolard, FCA Director of Strategy and Competition, delivered at the Innovate Finance Global Summit on 11 April 2016. This is the text of the speech as drafted, which may differ from the delivered version.

910. Overview of the FCA prudential approach

     Speeches Published: 21/05/2015 Last modified: 21/05/2015
     Speech by Nausicaa Delfas, Director of Specialist Supervision at the FCA, delivered at the first FCA Prudential Supervision Forum. This is the text of the speech as drafted, which may differ from the delivered version.