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Showing 921 to 930 of 2644 search results for vulnerable customers.

  1. FCA v former iSOFT directors

    Press Releases Published: 22/07/2013 Last modified: 17/09/2013
    The Financial Conduct Authority (FCA) has today announced that it has decided not to pursue a second retrial in the case against Stephen Graham, Timothy Whiston and John Whelan (formerly of ISoft plc) at Southwark Crown Court. The FCA will also not

  2. Silverbird Global Limited (SGL) enters special administration

    Firms in administration News stories Published: 14/03/2024 Last modified: 15/03/2024
    On 13 March 2024, Silverbird Global Limited entered special administration. FRP Advisory Trading Limited are administrators.

  3. 10% depreciation notifications

    Statements Published: 22/12/2022 Last modified: 22/12/2022
    We have decided to extend the temporary measures for firms during the interim period, pending the revocation of Article 62.

  4. Remote or hybrid working: FCA expectations for firms

    Tasks for regulated firms Published: 11/10/2021 Last modified: 13/02/2023
    It's likely many firms will continue new ways of working. The FCA sets out expectations so they can meet regulatory responsibilities.

  5. Getting the right investor outcomes

    Speeches Published: 24/09/2014 Last modified: 30/09/2014
    Speech by William Amos, Director of Wholesale Banking and Investment Management at the Investment Week Fund Management Summit, London. This is the text of the speech as drafted, which may differ from the delivered version.

  6. Cash savings: Sunlight remedy

    News stories Published: 08/12/2015 Last modified: 18/07/2016
    These customers stand to lose out by not switching to a different account. ... Some products offer different rates of interest where, for example, customers meet different conditions or according to the customer’s account balance, which might mean a

  7. Final notice 2020: Moneybarn Limited [pdf]

    Final notices Published: 17/02/2020
    This final notice (Moneybarn Limited) refers to breaches of PRIN 6, PRIN 7 and the CONC rules related to the unfair treatment of customers in the consumer credit sector. We imposed a financial penalty.

  8. WindRiver Capital (clone of FCA authorised firm)

    Warnings Published: 12/09/2008 Last modified: 07/10/2015
    Fraudsters are using the details of firms we authorise to try to convince people that they work for a genuine, authorised firm. Find out more about this 'clone firm'.

  9. FSA - FG13/1: Summary of feedback received [pdf]

    Finalised guidance Published: 16/01/2013 Last modified: 20/10/2014
    We received 58 responses to the Guidance Consultation Paper (GCP) from a range of respondents. The responses were generally very supportive of the guidance, and agreed that it would help firms to meet our requirements. We are therefore not making

  10. FCA Final Notice 2014: Craig Stuart Cameron [pdf]

    Final notices Published: 29/08/2014 Last modified: 07/04/2015
    This final notice refers to breaches of APER1 and FIT related to lack of fitnes/propriety and unfair treatment of customers in the investment adviser and platform sector. We imposed a fine and a prohibition.
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