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Showing 931 to 940 of 2644 search results for vulnerable customers.

931. The FCA and the Future of Retail Banking

     Speeches Published: 26/11/2013 Last modified: 04/11/2019
     Speech by Clive Adamson, FCA Director of Supervision, at the Marketforce and the IEA’s 16th Annual Conference, London. This is the text of the speech as drafted, which may differ from the delivered version.

932. FCA Final Notice 2014: Craig Stuart Cameron [pdf]

     Final notices Published: 29/08/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER1 and FIT related to lack of fitnes/propriety and unfair treatment of customers in the investment adviser and platform sector. We imposed a fine and a prohibition.

933. FCA and ICO publish joint update on GDPR

     Statements Published: 08/02/2018 Last modified: 13/02/2018
     The Financial Conduct Authority (FCA) and the Information Commissioners Office (ICO) have today published an update on the EU General Data Protection Regulation (GDPR).

934. FCA Decision Notice 2013: Timothy Alan Roberts [pdf]

     Decision notices Published: 04/10/2013 Last modified: 04/06/2015
     This decision notice refers to breaches of PRIN 1 and PRIN 6 related to financial promotions and unfair treatment of customers in the investment advisers and platforms sector. Our view is that a fine and a prohibition should be imposed.

935. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

936. Learning the lessons of the past as an industry

     Speeches Published: 02/12/2014 Last modified: 04/02/2015
     And, through our focus on personal accountability, we’ll reinforce the message that everyone in the financial services has a responsibility to act in the interests of their customers and to

937. Apply to become an electronic money or a payment institution

     Firm authorisation Published: 28/04/2015 Last modified: 19/06/2024
     Find out how to apply to the FCA if your firm wants to provide payment services, issue e-money or become a registered account information service provider.

938. Whistleblowing quarterly data 2021 Q4

     Data Published: 28/02/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in October to December 2021 and the allegations they featured.

939. FCA warns about common issues with crypto marketing

     Statements Published: 25/10/2023 Last modified: 25/10/2023
     From 8 October, we have been supervising firms against the new regime that is designed to give consumers the right information and risk warnings.

940. Get-rich-quick, Ponzi and pyramid schemes

     Consumers Scams Published: 10/08/2017 Last modified: 20/03/2023
     Find out how get-rich-quick schemes like Ponzi and pyramid schemes work, how to avoid scams and what to do if you’re scammed.