Search results

Showing 941 to 950 of 2644 search results for vulnerable customers.

941. Banking providers’ fraud controls [xlsx]

     Data Published: 09/03/2020 Last modified: 03/12/2020
     This spreadsheet contains information about banks’ fraud controls. It is intended to enable consumers and consumer groups to compare how banks protect their customers against fraud, and to help consumers to make better informed choices about their

942. Whistleblowing quarterly data 2022 Q1

     Data Published: 04/08/2022 Last modified: 04/08/2022
     Our data shows the number of new whistleblowing reports the FCA received in January to March 2022 and the allegations they featured.

943. GIGA Invest (clone of FCA authorised firm)

     Warnings Published: 11/01/2012 Last modified: 21/11/2020
     Fraudsters copy the details of firms we authorise to try and convince people that their firm is genuine. Find out why you shouldn’t deal with this clone firm.

944. FCA Final Notice 2013: Swinton Group Limited [pdf]

     Final notices Published: 16/07/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 3, PRIN 6 and PRIN 7 related to unfair treatment of customers in the general insurance and protection sector. We imposed a fine.

945. Buying a mortgage without advice: how we might help customers understand execution-only disclosures [pdf]

     External research Published: 07/05/2019
     A report for FCA by Revealing Reality relating to CP19/17.

946. FCA Final Notice 2014: Timothy Adrian Hughes [pdf]

     Final notices Published: 17/04/2014 Last modified: 07/04/2015
     This final notice refers to breaches of APER 7 related to unfair treatment of customers, conflicts of interest, and lack of fitness/propriety in the investment advisors and platforms sector. We imposed a prohibition, withdrawal, and public censure.

947. FCA Final Notice 2013: Gurpreet Singh Chadda [pdf]

     Final notices Published: 19/06/2013 Last modified: 07/04/2015
     This final notice refers to breaches of PRIN 1 related to lack of fitness/propriety, failing to be open and co-operative and unfair treatment of customers in the sale and rent back sector. We imposed a fine and prohibition.

948. Payment institution applicants

     Tasks for firms Published: 08/05/2015 Last modified: 19/06/2024
     Find out what conditions you must meet to become a payment institution, and what to include in your application to be authorised by or registered with the FCA.

949. Journey towards a conduct regulator

     Speeches Published: 05/03/2013 Last modified: 18/07/2013
     Speech by Clive Adamson, Director of Supervision, the FSA at the Westminster Forum, London

950. Money laundering and terrorist financing

     Focus areas Published: 02/08/2015 Last modified: 21/02/2023
     Find out more about the regulations and risk-based approach to anti-money laundering.