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Showing 981 to 990 of 2644 search results for vulnerable customers.

981. Consumer credit - Product development and marketing

     Consumer credit firms Published: 24/04/2019 Last modified: 03/02/2023
     We cover the products and services you sell and the need to minimise the risk of customer harm.

982. Get Your Loans (clone)

     Warnings Published: 30/04/2018 Last modified: 30/04/2018
     Get Your Loans (clone) is not authorised or registered by the FCA but has been targeting people in the UK, claiming to be an authorised firm. Find out why you should be wary of dealing with this unauthorised firm and how to protect yourself from

983. Vulnerability Guidance infographic [pdf]

     Finalised guidance Published: 23/02/2021
     Information on treating vulnerable consumers fairly.

984. FCA fines Henderson £1.9m for fund failings

     Press Releases Published: 20/11/2019 Last modified: 24/01/2020
     The Financial Conduct Authority (FCA) has fined Henderson Investment Funds Limited (HIFL) £1,867,900 for failing to treat fairly more than 4,500 retail investors in two of its funds, Henderson Japan Enhanced Equity Fund and the Henderson North

985. SRO / TMPR fees and levies

     Firms Focus areas Published: 19/08/2020 Last modified: 02/01/2024
     We explain the fees that firms in the TPR and TMPR will need to pay.

986. Regimes for EEA firms and investment funds that passported into the UK

     Firms Focus areas Published: 31/12/2020 Last modified: 13/03/2024
     EEA-based firms and investment funds can no longer passport into the UK. Find out about the regimes that help those firms operate or wind down their business.

987. New Chair appointments to FCA’s Markets Practitioner Panel, Practitioner Panel and Listing Authority Advisory Panel 

     Press Releases Published: 01/08/2023 Last modified: 01/08/2023
     The FCA has appointed Clare Woodman as Chair of the FCA Markets Practitioner Panel, Matt Hammerstein as Chair of the FCA Practitioner Panel, and Mandy Gradden as Chair of the Listing Authority Advisory Panel.

988. Mortgage prisoners review: terms of reference

     Published: 20/07/2021 Last modified: 29/11/2021
     These terms of reference set out the steps we will take in our mortgage prisoners review.

989. Locums and other outside support: sole advisers

     Tasks for regulated firms Published: 11/05/2015 Last modified: 31/01/2023
     As a sole adviser, find out how a locum or outside support can help your business.

990. FCA publishes 2016/17 Business Plan

     Press Releases Published: 05/04/2016 Last modified: 05/04/2016
     The seven themes are: pensions, financial crime and anti-money laundering, wholesale financial markets, advice, innovation and technology, firms’ culture and governance, and the treatment of existing customers.