Data on transaction reporting - January 2021

FOI Release Date of Release:

Reference Case Number: FOI7735

Freedom of Information: Right to know request:

  1. From 1 January 2020 to date, how many investment firms have reported errors in their transaction reporting? 
  2. From 1 January 2020 to date, how many firms has the UK regulator held visits, meetings or conference calls for the specific purpose of discussing the quality of their transaction reporting?
  3. From 1 January 2020 to date, how many firms have requested a data extract from the regulator's Market Data Processor (MDP) system against which to check the accuracy of their reporting?

FCA response:

Refer to supporting documents below

Supporting document

FOI7735 response