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FOI response search results

Showing 721 to 730 of 1904 search results.

  1. Information regarding Complaints against the FCA - March 2021

    FOI Release Date of Release: 16/03/2021
    The FCA provides data relating to complaints against the FCA.

  2. Cum/ex trading strategies that pertain to dividend arbitrage - March 2021

    FOI Release Date of Release: 16/03/2021
    The FCA responds to questions about cum/ex trading strategies that pertain to dividend arbitrage.

  3. Applications for authorisation - March 2021

    FOI Release Date of Release: 12/03/2021
    The FCA responds to questions about applications for authorisation.

  4. Information on claims management companies (CMCs) - March 2021

    FOI Release Date of Release: 12/03/2021
    The FCA provides data on how many CMCs the FCA has given licences to, and how many applications are still being processed.

  5. Breakdown of MDP rejection codes for MIFID RTS22 - March 2021

    FOI Release Date of Release: 11/03/2021
    The FCA provides a breakdown of all MDP rejection codes for MIFID RTS22 Transaction Report rejections for 2018, 2019, 2020.

  6. Information relating to individual approvals and complaints relating to authorisations - March 2021

    FOI Release Date of Release: 11/03/2021
    The FCA responds to questions relating to applications for individual approvals, and complaints relating to authorisations and credit authorisations.

  7. Telesales businesses complaints - March 2021

    FOI Release Date of Release: 10/03/2021
    The FCA does not process general complaints unless they are complaints directly against the FCA. It responds to the request on telesales businesses complaints.

  8. Information about FCA enforcement action - March 2021

    FOI Release Date of Release: 10/03/2021
    The FCA provides detailed data on the enforcement action it took from 2015 - 2020.

  9. Cannabis-related businesses - March 2021

    FOI Release Date of Release: 08/03/2021
    The FCA provides information related to cannabisrelated businesses.

  10. Names and contact details for all insurance companies registered with FCA - March 2021

    FOI Release Date of Release: 08/03/2021
    The FCA provides names and contact details for all insurance companies registered with FCA in March 2021.