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FOI response search results

Showing 731 to 740 of 1904 search results.

  1. Investment firms with FCA permissions - March 2021

    FOI Release Date of Release: 05/03/2021
    The FCA provides a list of investment firms with permission to deal with investments.

  2. Total number of brokers - March 2021

    FOI Release Date of Release: 04/03/2021
    The FCA provides information on the number of commercial finance brokers and residential mortgage brokers.

  3. Information on Senior Managers Functions

    FOI Release Date of Release: 02/03/2021
    The FCA provides the location of each of the registered head office for each of the Senior Managers Functions.

  4. Information on notifications for firms using temporary permissions regime - March 2021

    FOI Release Date of Release: 01/03/2021
    The FCA provides the total number of notifications received from firms to use the temporary permissions regime broken down by passport being used.

  5. Information on DB transfer permissions - February 2021

    FOI Release Date of Release: 24/02/2021
    The FCA provides data data related to DB transfer permissions.

  6. Information on Applications to perform Senior Management Functions - February 2021

    FOI Release Date of Release: 23/02/2021
    The FCA provides breakdown data regarding the Senior Management Functions.

  7. Information on Account Information & Payment Initiation Service Providers - February 2021

    FOI Release Date of Release: 22/02/2021
    The FCA responds to multiple questions regarding Account Information and Payment Initiation Service Providers.

  8. Advisers applied for DB transfer permissions in 2020 - February 2021

    FOI Release Date of Release: 17/02/2021
    The FCA provides data on how many advisers applied for DB transfer permissions in 2020.

  9. Investigations into Cum-Ex related issues - February 2021

    FOI Release Date of Release: 16/02/2021
    The FCA provides data regarding investigations into Cum-Ex related issues.

  10. Information on data breaches 2019 and 2020 - February 2021

    FOI Release Date of Release: 16/02/2021
    The FCA provides number of incidents reported to it that contained notifications where the confidentiality of company or personal data may have been compromised or breached.