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FOI response search results

Showing 741 to 750 of 1904 search results.

  1. Information on FCA authorised firms that have gone insolvent - February 2021

    FOI Release Date of Release: 15/02/2021
    The FCA provides information based on firm failures and insolvencies that it is notified of by firms as part of their regulatory obligations.

  2. Temporary Permissions Regime list - February 2021

    FOI Release Date of Release: 12/02/2021
    The FCA provides a list of all firms that are in the Temporary Permissions Regime as of January 2021.

  3. The number and value of mortgages with advances greater than £5 million - February 2021

    FOI Release Date of Release: 08/02/2021
    The FCA provides the number of mortgage sales and value of loans reported by regulated firms through their product sales data reporting to the FCA.

  4. Information on SMF functions under the SMCR split by gender - February 2021

    FOI Release Date of Release: 03/02/2021
    The FCA provides data on Senior Management Functions split by gender.

  5. Cases the FCA has prosecuted for fraud - February 2021

    FOI Release Date of Release: 02/02/2021
    The FCA provides figures The figures for cases that the Unauthorised Business Department have prosecuted for fraud.

  6. Information on Alternative Investment Fund Manager (AIFM) populations - February 2021

    FOI Release Date of Release: 02/02/2021
    The FCA provides data on FCA authorised Alternative Investment Fund Manager (AIFM) firms.

  7. Firms requesting transaction reporting data extracts - February 2021

    FOI Release Date of Release: 02/02/2021
    The FCA provides the figures of firms requesting transaction reporting data extract from the FCA's Market Data Processor (MDP) Entity Portal.

  8. Firms continuing operating in the UK under the Temporary Permissions Regime - February 2021

    FOI Release Date of Release: 01/02/2021
    The FCA provides information about firms that notified the FCA they wished to continue operating in the UK at the end of the Brexit transitional period.

  9. Nikhil Rathi's allowances and expenses: October 2020 - March 2021 [pdf]

    FOI releases Published: 29/01/2021 Last modified: 30/04/2021
    Summary of allowances and expenses claimed by Nikhil Rathi, including hospitality given outside the FCA.

  10. Hospitality and Gifts Log: October to December 2020 [pdf]

    FOI releases Published: 29/01/2021
    Hospitality and Gifts Log: October to December 2020.