FOI response search results
Showing 821 to 830 of 1904 search results.
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Statistics on number of senior manager function holders - December 2020
FCA provides statistics on the number of senior management function holders from 2016 to 2020 -
Statistics provided on number of staff advising on retail Investments - December 2020
FCA provides information on staff advising on retail investments as taken from retail intermediary market report 2019. -
Information on active investigations relating to market conduct - December 2020
FCA provides information on the number of active and open investigations relating to market conduct. -
Information on pension transfer complaints - December 2020
FCA provides information on complaints around pension transfers. -
Information on retirement interest only mortgages - December 2020
FCA provides information on retirement interest only mortgages since they were launched. -
Information on firms on the FCA register that have had claims management company authorisation - November 2020
FCA provides information on firms on the FCA register that have had claims management company authorisation. -
Information on the number of clone firm warnings issued since 2015 - November 2020
FCA provides information on the number of clone firm warnings issued since 2015. -
Information on the currently active list of independent financial advisors - November 2020
FCA provides information on independent financial advisors, number of employees, client assets and other financial information. -
Information on number of enforcement investigations against individuals convicted of non-financial criminal offences - November 2020
FCA provides information on enforcement investigations against individuals convicted of non-financial criminal offences. -
Information on number of prosecutions since January 2010 in relation to money laundering offences - November 2020
FCA provides information on number of prosecutions pursued and convictions obtained since January 2010 in relation to money laundering offences.