FOI response search results

Showing 831 to 840 of 1904 search results.

831. Information on number of notices received ceasing to perform senior management or controlled functions due to redundancy, dismissal or suspension - November 2020

     FOI Release Date of Release: 24/11/2020
     FCA provides information on number of notices received ceasing to perform senior management or controlled functions due to redundancy, dismissal or suspension.

832. Information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime - November 2020

     FOI Release Date of Release: 18/11/2020
     FCA provides information on number of enforcement investigations opened against individuals under the Senior Managers & Certification Regime.

833. Information on firms with investment management permissions - November 2020

     FOI Release Date of Release: 16/11/2020
     FCA provides information on firms with investment management permissions.

834. Information on crypto-asset registration - November 2020

     FOI Release Date of Release: 13/11/2020
     FCA provides information on crypto-asset registration.

835. Information on retirement income market data 2019/20 release - November 2020

     FOI Release Date of Release: 10/11/2020
     FCA provides information on aggregated retirement income stock data to March 2020.

836. Information on the number of active investigations into internal systems and controls failures between 2017 and 2020 - November 2020

     FOI Release Date of Release: 09/11/2020
     FCA provides information on the number of active investigations into financial institutions internal systems and controls failures.

837. Information on the number of interviews held with individuals applying for senior management function roles prior to FCA approval - November 2020

     FOI Release Date of Release: 05/11/2020
     FCA provides information on the number of interviews held with individuals applying for senior management function roles prior to approval.

838. Information on number of inquiries opened relating to cryptocurrency businesses - November 2020

     FOI Release Date of Release: 04/11/2020
     FCA provides information on number of inquiries opened relating to cryptocurrency businesses.

839. Information on the number of FCA investigations into BBLS, CBILS and CLBILS schemes - November 2020

     FOI Release Date of Release: 02/11/2020
     FCA provides information on the number of FCA investigations into BBLS, CBILS and CLBILS schemes.

840. Hospitality and gift log: July to September 2020 [pdf]

     FOI releases Published: 30/10/2020 Last modified: 30/10/2020
     A log of hospitality and gifts received by the FCA’s Chairman and Executive Members of the FCA Board, from July to September 2020.