FOI response search results
Showing 861 to 870 of 1904 search results.
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Enforcement investigations and potential breaches of Market Abuse Regulation (MAR) information - October 2020
FCA provides information on enforcement investigations and potential breaches of Market Abuse Regulation (MAR). -
Open enforcement investigations information - October 2020
FCA provides information on the number of open enforcement investigations. -
Defined benefit transfer advice misconduct investigation information - October 2020
FCA provides information on defined benefit transfer advice misconduct investigation information. -
Financial advice firms and Asset Retention Requirements information - October 2020
FCA provides information on the number of financial advice firms that have had Asset Retention Requirements imposed on them August 2019 - August 2020. -
Financial advice firms and defined benefit transfer permissions information - October 2020
FCA provides information on the number of financial advice firms and defined benefit transfer permissions. -
Debt collection call centres information - October 2020
FCA provides information on debt collection call centres. -
Defined benefit transfer advice review information - October 2020
FCA provides information on the defined benefit transfer advice review. -
Number of UK investment firms and categories information - October 2020
FCA provides information on the number of UK investment firms and by category. -
Enforcement investigations and the Senior Managers Regime information - October 2020
FCA provides information on Enforcement investigations and the Senior Managers Regime. -
Value of income drawdowns and total number of income drawdowns by people aged 55 information - October 2020
FCA provides information on the value of income drawdowns and the total number of income drawdowns by people aged 55.