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Showing 1 to 10 of 124 search results for identification.

1. FCA announces changes to open banking identification requirements

   Statements Published: 03/11/2020 Last modified: 03/11/2020
   The FCA has announced changes to limit the risk of disruption to open banking services after Brexit.

2. Office for Professional Body Anti-Money Laundering Supervision (OPBAS)

   About us How we operate Published: 23/01/2018 Last modified: 10/05/2024
   OPBAS is the Office for Professional Body Anti-Money Laundering Supervision

3. OPBAS supervisory update: Risk identification and verification [pdf]

   Corporate documents Published: 03/08/2023
   We asked PBSs for responses to a questionnaire focused on risk identification and verification. We wrote to Professional Body Supervisors (PBSs) with our views in June 2023.

4. Non-financial counterparties subject to EMIR: 2014 review

   Markets policy Published: 26/07/2016 Last modified: 11/01/2023
   The findings from the FCA's 2014 review on how non-financial counterparties (NFCs) calculate the clearing threshold and how they are complying with European Market Infrastructure Regulation (EMIR).

5. Assessing suitability

   Tasks for regulated firms Published: 19/02/2016 Last modified: 06/03/2020
   FCA outlines the process you should follow to assess suitability of for a client

6. AML TechSprint problem statements

   Firms Published: 02/07/2018 Last modified: 23/02/2023
   Participants at the International Anti-Money Laundering (AML) and Financial Crime TechSprint selected a problem statement to solve.

7. Market Watch 74

   Newsletters Published: 25/07/2023 Last modified: 25/07/2023
   n this Market Watch, we describe some of our recent supervisory observations, covering RTS 22 transaction reporting and the submission of financial instrument reference data under RTS 23.

8. PS20/13: Amendments to the open banking identification requirements (eIDAS certificate) [pdf]

   Policy statements Published: 03/11/2020
   This Policy Statement (PS) summarises the responses we received to CP20/18: Quarterly Consultation Paper No. 29. File updated with accessibility tags

9. UK SFTR news

   Published: 05/03/2021 Last modified: 23/10/2023
   Read FCA news updates on the UK Securities Financing Transactions Regulation (UK SFTR).

10. Dual-regulated firms Remuneration Code (SYSC 19D)

    Tasks for firms Published: 21/06/2015 Last modified: 05/12/2023
    How SYSC 19D applies to dual-regulated firms, comprising banks, building societies and PRA-designated investment firms.