FOI response search results
Showing 921 to 930 of 1904 search results.
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Statistics provided on High-cost-short-term-loans - August 2020
FCA provides statistics on High-cost-short-term loans from 2016 to 2020 -
Statistics on sales and value of annuities - August 2020
FCA provides statistics on the value and sales of annuities. -
Information on sales of annuities by FCA regulated firms - August 2020
The FCA holds the Product Sales Data for retail investment sales and premium amounts for each quarter between January 2020 and March 2020. -
Information on gender of control function holders - August 2020
FCA provides information on Gender of control function holders. -
Information on the gender of CF10/11s and SMF16/17s holders - August 2020
SMF16 and SMF 17 figures for 2019 reflect those functions held at dual-regulated firms that were subject to the Senior Managers and Certification Regime at the time. -
Information on whistleblowers - August 2020
The FCA received 137 whistleblowing reports in 2019 and 60 (up to the end of June 2020) about adviser and advice firms. -
Statistics on whistleblowing inquries about firms and advisers - August 2020
FCA provides statistics on whistleblowing inquires about firms and individuals. -
Statistics on whistleblowing on malpractice or wrongdoing - August 2020
FCA provides statistics on whistleblowing on wrongdoing or malpractice from Jan 2020 to July 2020 -
Information on the number of workers raising concerns about wrongdoing or malpractice - August 2020
The FCA's data n the number of whistle cases reported to us since 1 January to 31 July 2020. -
Information on enforcement cases/investigations - August 2020
We prvide information on how many enforcement cases/investigations targeting individuals were opened by us over the last two years.