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FOI response search results

Showing 951 to 960 of 1904 search results.

  1. Information on Investment firms and their transaction reporting quality - August 2020

    FOI Release Date of Release: 07/08/2020
    FCA provides information on Investment firms and their transaction reporting quality.

  2. Information on investment firms reporting errors in their transaction reporting - August 2020

    FOI Release Date of Release: 07/08/2020
    We hold information on how many investment firms have reported errors in their transaction reporting

  3. Information on FCA Asset-freezing powers - August 2020

    FOI Release Date of Release: 06/08/2020
    FCA provides information on asset-freezing powers that we hold.

  4. Information on advice firms under investigations - August 2020

    FOI Release Date of Release: 06/08/2020
    FCA provides information on number of advice firms under investigation in 2019 and in 2020

  5. Information on the number of advice firms the FCA is investigating - August 2020

    FOI Release Date of Release: 06/08/2020
    We hold information on how many advice firms are under investigation by the FCA.

  6. Information on the number of firms the FCA has taken enforcement action against so far in 2020 - August 2020

    FOI Release Date of Release: 06/08/2020
    We hold information on how many firsm we have taken enforcement action against so far in 2020.

  7. Information on asset-freezing injunctions the FCA has applied for in the past five years - August 2020

    FOI Release Date of Release: 03/08/2020
    We hold information on the number of asset-freezing injunctions has the FCA applied for in the past five years

  8. Charles Randell - Chairman, External, Board & Executive Committee Meetings for 1 April - 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Charles Randell diary engagements for April to June 2020.

  9. Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020 [pdf]

    FOI releases Published: 31/07/2020
    Christopher Woolard – Interim CEO, External, Board & Executive Committee Meetings for 1 April – 30 June 2020

  10. Information on controlled functions automatically converted into Senior Manager Functions - July 2020

    FOI Release Date of Release: 31/07/2020
    The FCA provides information on controlled functions automatically converted into equivalent Senior Manager Functions