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FOI response search results

Showing 971 to 980 of 1904 search results.

  1. Information on investigations launched by the FCA into company directors - July 2020

    FOI Release Date of Release: 13/07/2020
    The FCA provides information on investigations launched by the FCA into company directors

  2. Information on EMIR Breach Notifications and MiFIR Transaction Reporting - July 2020

    FOI Release Date of Release: 10/07/2020
    The FCA provides information on EMIR Breach Notifications and MiFIR Transaction Reporting

  3. Information on numbers of active and closed FCA cases - July 2020

    FOI Release Date of Release: 09/07/2020
    The FCA provides information on the number of active and closed FCA cases

  4. Information on firms and individuals investigated for defined benefit transfer advice misconduct - July 2020

    FOI Release Date of Release: 08/07/2020
    The FCA provides information on firms and individuals investigated for defined benefit transfer advice misconduct

  5. Number of payday loans taken on each day between January and March 2020 - July 2020

    FOI Release Date of Release: 02/07/2020
    The FCA provides information on the number of payday loans taken on each day between January and March 2020

  6. Information on mortgage borrowers' employment 2018 to Q1 2020 - July 2020

    FOI Release Date of Release: 01/07/2020
    The FCA provides information on the nature of mortgage borrowers' employment 2018 to Q1 2020

  7. Information on new insider dealing or market abuse cases per month from January 2018 to May 2020 - June 2020

    FOI Release Date of Release: 26/06/2020
    FCA provides information on new insider dealing or market abuse cases per month from January 2018 to May 2020.

  8. Information on advice given to defined benefit pension scheme members by approved firms - June 2020

    FOI Release Date of Release: 25/06/2020
    FCA provides information on advice given to defined benefit pension scheme members by approved firms.

  9. Information on number of mortgages that had loan to values exceeding 90% in Q4 2019 - June 2020

    FOI Release Date of Release: 24/06/2020
    FCA provides information on number of mortgages that had loan to values exceeding 90% in Q4 2019.

  10. Sheldon Mills' allowances and expenses: April 2019 - March 2020 [pdf]

    FOI releases Published: 23/06/2020
    Summary of allowances and expenses claimed by Sheldon Mills, Interim Executive Director of Strategy and Competitioni, including hospitality given outside of the FCA.