FOI response search results
Showing 941 to 950 of 1904 search results.
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Information provided on dawn raids - August 2020
FCA provides information on dawn raids carried out by the FCA in the first 6 months of 2019 and 2020. -
Information on the number of dawn raids carried out by the FCA - August 2020
We hold information on the number of dawn raids we have carried out. -
Information on Cyber Incidents reported to the FCA - August 2020
FCA provides information on Cyber incidents reported to us in 2019 and 2020 -
Information on active sanctions Investigations - August 2020
FCA Provides Information on active sanctions investigations in 2019. -
Information on securities under UCITS breached - August 2020
FCA provides information on breaches of 10% limit of unquoted securities UCITS. -
Information on the numbers of cyber incidents reported to the FCA - August 2020
We hold Information on the numbers of cyber incidents reported to the FCA in response to previous requests. -
Information on the number of investigations carried out by the FCA - August 2020
We hold information on the number of investigations carried out by us. -
Information on FCA live single track criminal investigations - August 2020
The FCA holds information on the number of ongoing live single track criminal investigations we are carrying out. -
Information on the number of breaches of the 10% limit on holding of unquoted securities under UCITS - August 2020
We hold information on the total number of breaches of the 10% limit on holding of unquoted securities under UCITS. -
Information on the notifications of inaccurate transaction reporting under MiFID II - August 2020
We hold information on Information on the notifications of inaccurate transaction reporting under MiFID II