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FOI response search results

Showing 931 to 940 of 1904 search results.

  1. Statistics on Investigations into firms and individuals - August 2020

    FOI Release Date of Release: 14/08/2020
    FCA provides statistics on investigations into firms and individuals from Jan 2018 to June 2020.

  2. Statistics on Investigations relating to breaches of the Money laundering regulations - August 2020

    FOI Release Date of Release: 14/08/2020
    FCA provides information on investigations relating to breaches of Money Laundering regulations.

  3. Information on investigations relating to breaches of the Money Laundering regulations (MLR) - August 2020

    FOI Release Date of Release: 14/08/2020
    The FCA provides information on investigations relating to breaches of the Money Laundering regulations (MLR).

  4. Statistics provided on EMIR Breach Notifications and MiFIR Transaction Reporting - August 2020

    FOI Release Date of Release: 14/08/2020
    FCA Provides statistics on EMIR Breach Notifications and MiFIR Transaction reporting from Jan 2018 to May 2020.

  5. Information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation - August 2020

    FOI Release Date of Release: 14/08/2020
    The FCA holds information on criminal investigation to its conclusion under the 2007 Money Laundering Regulation

  6. Information on the number of firms that have been responsible for sending notifications from firms regarding EMIR Art 9 - August 2020

    FOI Release Date of Release: 14/08/2020
    The FCA holds information on the number of firms that have been responsible for sending the 400 notifications from firms regarding EMIR Art 9.

  7. Statistics provided on new enforcement Investigations - August 2020

    FOI Release Date of Release: 13/08/2020
    The FCA provides statistics on new enforcement Investigations opened and the reason for the investigation.

  8. Information on enforcement investigations opened and closed by the FCA - August 2020

    FOI Release Date of Release: 13/08/2020
    The FCA holds information on the number of new enforcement investigations opened and closed by the FCA

  9. Statistics on data breaches reported by retail banks and payments - August 2020

    FOI Release Date of Release: 13/08/2020
    FCA provides statistics on data breaches reported by retail banks and payments to the us.

  10. Information on data breaches reported by retail banks and payments to the FCA - August 2020

    FOI Release Date of Release: 13/08/2020
    The FCA holds information on notifications of data breaches reported by retail banks and payments to the FCA.