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Showing 141 to 150 of 246 search results for Professional indemnity insurance.

141. Authorisation and registration application fees

     Firm authorisation Published: 07/08/2017 Last modified: 15/07/2024
     Find out how much your firm’s application fee will be to become authorised by us, or registered with us.

142. FCA Final Notice 2014: AMI Professional Services Limited [pdf]

     Final notices Published: 08/10/2014 Last modified: 07/04/2015
     This final notice refers to breaches of TC related to threshold conditions in the general insurance and protection sector. We imposed a cancellation.

143. Examination standards

     Tasks for regulated firms Published: 12/05/2015 Last modified: 10/02/2023
     The FCA's training and competence regime includes a list of appropriate qualifications for firm activities and services.

144. General FAQs for policyholders with business interruption insurance

     Firms Published: 29/01/2021 Last modified: 03/11/2022
     Guidance on how to make a claim and more information on clauses.

145. How we calculate annual fees

     Tasks for firms Published: 09/05/2015 Last modified: 14/08/2023
     Find out what the FCA considers when calculating your annual fee, and read about fee blocks, extra fees and thresholds.

146. Apply to be an authorised AIFM

     Markets Published: 05/06/2016 Last modified: 05/07/2023
     Learn how to apply to us to become a full-scope AIFM or a small authorised AIFM, including what permissions you'll need and how much you'll need to pay.

147. Adviser reporting requirements

     Tasks for regulated firms Published: 12/05/2015 Last modified: 09/02/2023
     The FCA needs information to show that you are complying with the Retail Distribution Review (RDR) rules. Learn how to stay compliant.

148. External audit requirements for authorised professional firms

     Tasks for regulated firms Published: 06/08/2015 Last modified: 09/02/2023
     External audit requirements for authorised professional firms (other than MiFID investment firms). Read more about what you need to do.

149. Complaints data items: FAQs

     Registers and systems Published: 10/05/2016 Last modified: 13/06/2022
     Complaints data items: FAQs

150. Human face of regulation

     Speeches Published: 10/04/2013 Last modified: 16/08/2013
     Speech by Martin Wheatley, Chief Executive, the FCA, at the London School of Economics, London